Administrative Proceeding File No. 3-17117
Respondents
Merrick, Gregory L.
Release Date | Release Number | Other Release Numbers | Name of Document |
---|---|---|---|
34-77598 |
|
Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b)(6) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 | |
AP-3775 | Stay Order | ||
AP-3725 | Order to Show Cause and Postponement Order | ||
AP-3669 | Gregory L. Merrick | ||
AP-3615 | Order Scheduling Hearing and Designating Presiding Judge | ||
34-77136 |
|
Order Instituting Administrative Proceedings Pursuant to Section 15(b)(6) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing |