Administrative Proceeding File No. 3-17115

Respondents

Schooler, Louis V.
Release Date Release Number Other Release Numbers Name of Document
AP-6295 Order Discontinuing Proceeding
AP-6200 Order Following Prehearing Conference
AP-6099 Order Scheduling Prehearing Conference
AP-5987 Order Following Reassignment
AP-5955 Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
AP-5954 Notice from the Chief Administrative Law Judge
AP-5455 Order
AP-5409 Order
34-79128
  • IA-4558
 Order Directing Filings
1052 Initial Decision
AP-3716 Order
AP-3644 Order
AP-3613 Order Scheduling Hearing and Designating Presiding Judge
34-77134 Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Section 203(f) of the Investment Advisers Act of 1940, and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Respondent's Opposition & Response to the Division's Motion for Summary Disposition
Division's Reply in Support of Its Motion for Summary Disposition
Respondent's Status Report, Motion for Suggestion of Death, Motion to Be Relieved As Counsel of Record and Motion to Dismiss dated 10/28/16
Initial Decision
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Section 203(f) of the Investment Advisers Act of 1940, and Notice of Hearing
Order Scheduling Hearing and Designating Presiding Judge
Order
Order
Order
Order
Notice from the Chief Administrative Law Judge
Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
Order Following Reassignment
Order Scheduling Prehearing Conference
Order Following Prehearing Conference
Order Discontinuing Proceeding
Order Directing Filings

Documents