Administrative Proceeding File No. 3-17049

Respondents

Rahfco Management Group, LLC
Release Date Release Number Other Release Numbers Name of Document
1047 Initial Decision
AP-4032 Order
AP-3903 Order
AP-3744 Order
AP-3686 Order
AP-3641 Order
AP-3598 Postponement Order
AP-3510 Order Scheduling Hearing and Designating Presiding Judge
34-76885
  • IA-4311
 Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(e) of the Investment Advisers Act of 1940, and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Division's Response to Motion to Dismiss
Letter dated 2/8/16 to Division (PAkinson) from Respondent & Attached Motion to Dismiss Based on Collateral Estoppel and Res Judicata
Letter from Respondent
Second Supplemental Reply in Support of Motion for Summary Disposition
Division's Supplemental Reply in Support of Motion for Summary Disposition Pursuant to Rule 250 of the Commission's Rules of Practice
Respondents Reply to Motion the SEC for Sanctions
Initial Decision
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(e) of the Investment Advisers Act of 1940, and Notice of Hearing
Notice That Initial Decision Has Become Final
Order Scheduling Hearing and Designating Presiding Judge
Postponement Order
Order
Order
Order
Order
Order

Documents