Administrative Proceeding File No. 3-17013

Respondents

Perres, Allen M. Germain, Willard R. St.
Release Date Release Number Other Release Numbers Name of Document
33-10287
  • 34-79858
 Opinion of the Commission
33-10124
  • 34-78596
 Order Granting Petition for Review and Scheduling Briefs
AP-3987 Order
33-10106
  • 34-78166
 Order Granting Extension to File Petition for Review
1022 Initial Decision
AP-3495 Order Following Prehearing Conference
AP-3475 Order Postponing Hearing and Scheduling Prehearing Conference
AP-3443 Order Scheduling Hearing and Designating Presiding Judge
33-9997
  • 34-76723
 Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b) and 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and Cease-and-Desist Orders and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Division's Motion for Summary Disposition and Brief in Support
Respondent Allen M. Perres' Response to Division's Motion for Summary Disposition
Division's Reply in Support of Its Motion for Summary Disposition
Respondent Perres' Brief in Support of Petition for Review of Initial Decision of Administrative Law Judge
Respondent Perres' Brief in Support of Petition for Review of Initial Decision of Administrative Law Judge
Respondent Perres' Brief in Opposition to the Division's Brief Opposing Petition for Review
Initial Decision
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b) and 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and Cease-and-Desist Orders and Notice of Hearing
Order Granting Extension to File Petition for Review
Order Scheduling Hearing and Designating Presiding Judge
Order Postponing Hearing and Scheduling Prehearing Conference
Order Following Prehearing Conference
Order
Order Granting Petition for Review and Scheduling Briefs
Opinion of the Commission

Documents