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Administrative Proceeding File No. 3-16978

Respondents

Afshar, Behruz Afshar, Shahryar Kenny, Richard F., IV Fineline Trading Group LLC Makino Capital LLC


Release Date	Release Number	Other Release Numbers	Name of Document
June 13, 2016	33-10094	IC-32144 34-78043	Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, and Section 9(b) of the Investment Company Act of 1940
April 25, 2016	AP-3805		Stay Order
April 6, 2016	AP-3768		Order Setting Time of Prehearing Conference
March 30, 2016	AP-3746		Order Denying Respondents' Motion for Summary Disposition
March 18, 2016	AP-3721		Order Granting Respondents' Agreed Motion for Extension of Time to File Expert Reports
March 16, 2016	AP-3714		Notice to Parties of Hearing Location
Feb. 19, 2016	AP-3627		Order Granting in Part Respondents' Motion for Additional Discovery and Issuance of Subpoenas
Feb. 8, 2016	AP-3583		Order Setting Briefing Schedule
Jan. 29, 2016	AP-3550		General Prehearing Order and Schedule
Jan. 12, 2016	AP-3493		Order Following Prehearing Conference
Dec. 21, 2015	AP-3424		Order On Motion for Extension of Time
Dec. 21, 2015	AP-3421		Order Granting Extension
Dec. 16, 2015	AP-3406		Order Postponing Hearing and Scheduling Prehearing Conference
Dec. 7, 2015	AP-3373		Order Scheduling Hearing and Designating Presiding Judge
Dec. 3, 2015	33-9983	34-76546 IC-31926	Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, and Section 9(b) of the Investment Company Act of 1940 and Notice of\ Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
Jan. 15, 2016			Respondent Richard F. Kenny, IV's Answer and Affirmative Defenses to OIP
Jan. 15, 2016			Respondents' (Behruz Afshar, Shahryar Afshar, Fineline Trading Group, LLC and Makino Capital LLC) Response to OIP
March 28, 2016			Respondents' Expert Report of Terrence John Henderschott, PH.D
March 29, 2016			Respondents' Expert Report of Mark F. Duffy
Dec. 3, 2015			Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, and Section 9(b) of the Investment Company Act of 1940 and Notice of\ Hearing
June 13, 2016			Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, and Section 9(b) of the Investment Company Act of 1940
Dec. 7, 2015			Order Scheduling Hearing and Designating Presiding Judge
Dec. 16, 2015			Order Postponing Hearing and Scheduling Prehearing Conference
Dec. 21, 2015			Order On Motion for Extension of Time
Dec. 21, 2015			Order Granting Extension
Jan. 12, 2016			Order Following Prehearing Conference
Jan. 29, 2016			General Prehearing Order and Schedule
Feb. 8, 2016			Order Setting Briefing Schedule
Feb. 19, 2016			Order Granting in Part Respondents' Motion for Additional Discovery and Issuance of Subpoenas
March 16, 2016			Notice to Parties of Hearing Location
March 18, 2016			Order Granting Respondents' Agreed Motion for Extension of Time to File Expert Reports
March 30, 2016			Order Denying Respondents' Motion for Summary Disposition
April 6, 2016			Order Setting Time of Prehearing Conference
April 25, 2016			Stay Order

Documents