Administrative Proceeding File No. 3-16972

Respondents

Cooper, Brett A.


Release Date	Release Number	Name of Document
June 6, 2016	1020	Initial Decision
March 11, 2016	AP-3698	Order to Show Cause
Jan. 5, 2016	AP-3466	Order Amending Procedural Schedule
Dec. 15, 2015	AP-3402	Order Following Prehearing Conference
Dec. 10, 2015	AP-3387	Order Postponing Hearing and Scheduling Prehearing Conference
Nov. 30, 2015	AP-3355	Order Scheduling Hearing and Designating Presiding Judge
Nov. 25, 2015	34-76526	Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
June 6, 2016			Initial Decision
Nov. 25, 2015			Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
Aug. 5, 2016			Notice That Initial Decision Has Become Final
Nov. 30, 2015			Order Scheduling Hearing and Designating Presiding Judge
Dec. 10, 2015			Order Postponing Hearing and Scheduling Prehearing Conference
Dec. 15, 2015			Order Following Prehearing Conference
Jan. 5, 2016			Order Amending Procedural Schedule
March 11, 2016			Order to Show Cause