Administrative Proceeding File No. 3-16917

Respondents

Taylor, Garfield M.


Release Date	Release Number	Other Release Numbers	Name of Document
March 1, 2016	971		Initial Decision
Nov. 23, 2015	AP-3341		Order to Show Cause
Nov. 3, 2015	AP-3286		Order Postponing Hearing and Scheduling Prehearing Conference
Oct. 26, 2015	AP-3256		Order Scheduling Hearing and Designating Presiding Judge
Oct. 22, 2015	34-76243	IA-4240	Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
March 1, 2016			Initial Decision
Oct. 22, 2015			Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
April 20, 2016			Notice That Initial Decision Has Become Final
Oct. 26, 2015			Order Scheduling Hearing and Designating Presiding Judge
Nov. 3, 2015			Order Postponing Hearing and Scheduling Prehearing Conference
Nov. 23, 2015			Order to Show Cause