Administrative Proceeding File No. 3-16834

Respondents

Securities Industry and Financial Markets Association


Release Date	Release Number	Name of Document
Oct. 5, 2020	34-90087	Sec. Indus. & Fin. Mkts. Ass'n, File No. 3-15364 (June 25, 2013)
Aug. 7, 2020	34-89504	Order Vacating Prior Order and Requesting Additional Briefs
Dec. 14, 2018	34-84827	Order


Release Date	Release Number	Other Release Numbers	Name of Document
Aug. 31, 2020			Notice of Voluntary Dismissal of Applications
Sept. 9, 2020			National Securities Exchanges' and National Market System Plans' Response to the Commission's August 7, 2020 Order
Dec. 14, 2018			Order
Aug. 7, 2020			Order Vacating Prior Order and Requesting Additional Briefs
Oct. 5, 2020			Sec. Indus. & Fin. Mkts. Ass'n, File No. 3-15364 (June 25, 2013)