Administrative Proceeding File No. 3-16657

Respondents

Welhouse & Associates, Inc. Welhouse, Mark P.
Release Date Release Number Other Release Numbers Name of Document
34-76175
  • IA-4231
  • IC-31868
 Order Making Findings and Imposing Remedial Sanctions, a Censure and a Cease-and-Desist Order Pursuant to Section 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940
AP-3022 Stay Order
AP-2981 Order Postponing Hearing
AP-2879 Order Scheduling Hearing and Designating Presiding Judge
34-75319
  • IA-4132
  • IC-31699
 Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940
Release Date Release Number Other Release Numbers Name of Document
Order Making Findings and Imposing Remedial Sanctions, a Censure and a Cease-and-Desist Order Pursuant to Section 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940
Order Scheduling Hearing and Designating Presiding Judge
Order Postponing Hearing
Stay Order

Documents