Administrative Proceeding File No. 3-16649

Respondents

Ironridge Global Partners, LLC Ironridge Global IV, Ltd.
Release Date Release Number Other Release Numbers Name of Document
34-81443 Order Making Findings and Imposing Remedial Sanctions and Imposing a Cease-and-Desist Order Pursuant to Section 21C of the Securities Exchange Act of 1934
AP-4596 Stay Order
AP-4595 Order Granting Enlargement of Time for Response to Motion for Witness Schedule
AP-4591 Order On Division's Motion to Retroactively Amend Witness List
AP-4589 Order On Division's Opposition to Subpoenas
AP-4579 Order Following Prehearing Conference
AP-4574 Order Granting in Part Respondents' Combined Motion to Quash and Motion in Limine
AP-4569 Order Scheduling Prehearing Conference
AP-4512 Order Scheduling Prehearing Conference
AP-4448 Order Granting in Part Division's Motion in Limine Regarding Investigation and Due Process Evidence
AP-4449 Order Denying Respondents' Combined Motions in Limine and Denying the Division's Motion in Limine Regarding Rebuttal Experts
AP-4452 Order Scheduling Prehearing Conference
AP-4409 Order Granting in Part Motions in Limine Regarding the Expert Reports of Robert Lowry and James Burns
AP-4393 Order Redesignating Presiding Judge
AP-4287 Order Following Prehearing Conference
AP-4227 Order Scheduling Prehearing Conference
AP-3329 Notice of Stay
AP-3306 Third Order On Subpoenas
AP-3298 Order On Motion for Summary Disposition
AP-3232 Order Modifying Schedule and Setting Hearing Location
AP-3228 Second Order On Subpoenas
AP-3060 Order On Subpoena
AP-3049 Order On Motion for Reconsideration
AP-2987 Scheduling Order
AP-2940 Order Postponing Prehearing Conference
AP-2876 Order Postponing Hearing and Scheduling Prehearing Conference
AP-2852 Order Scheduling Hearing and Designating Presiding Judge
34-75272 Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934
Release Date Release Number Other Release Numbers Name of Document
Respondent Ironridge Global IV, Ltd's Answer and Affirmative Defenses
Respondents' Response in Support of Subpoena
Respondents Request for Issuance of a Subpoena Duces Tecum. (as to Us Securities and Exchange Commission - Custodian of Records)
Division's Opposition to Respondents' Request for Issuance of a Subpoena Duces Tecum to the Commission
Respondents Second Request for Issuance of a Subpoena Duces Tecum
Division's Opposition to Respondents' Second Request for Issuance of a Subpoena Duces Tecum
Respondents' Motion for Summary Disposition
Respondents' Response in Support of Their Second Subpoena Request
Division's Opposition to Respondents' Motion for Summary Disposition
Respondents' Reply in Support of Summary Disposition
Division's Opposition to Respondents' Renewed Request for a Subpoena with Attached Declaration of Matthew F. Mcnamara
Division's Notice of Dissolution of Injunction
Respondent's Notice of Withdrawing Motion in Limine Related to FINRA Regulations
Respondents' Opposition to the Division's Motion in Limine to Strike Legal Opinions
from the Expert Report of James Burns
Respondents' Opposition to the Division's Motion in Limine to Exclude Investigation
and Due Process Evidence
Respondents' Opposition to the Division's Motion in Limine to Strike the Opinions of
Messrs. Pickard, Juran, and DeMartino
Respondents' Reply in Support of Motion in Limine
Administrative Summary
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934
Order Making Findings and Imposing Remedial Sanctions and Imposing a Cease-and-Desist Order Pursuant to Section 21C of the Securities Exchange Act of 1934
Order Scheduling Hearing and Designating Presiding Judge
Order Postponing Hearing and Scheduling Prehearing Conference
Order Postponing Prehearing Conference
Scheduling Order
Order On Motion for Reconsideration
Order On Subpoena
Second Order On Subpoenas
Order Modifying Schedule and Setting Hearing Location
Order On Motion for Summary Disposition
Third Order On Subpoenas
Notice of Stay
Order Scheduling Prehearing Conference
Order Following Prehearing Conference
Order Redesignating Presiding Judge
Order Granting in Part Motions in Limine Regarding the Expert Reports of Robert Lowry and James Burns
Order Scheduling Prehearing Conference
Order Denying Respondents' Combined Motions in Limine and Denying the Division's Motion in Limine Regarding Rebuttal Experts
Order Granting in Part Division's Motion in Limine Regarding Investigation and Due Process Evidence
Order Scheduling Prehearing Conference
Order Scheduling Prehearing Conference
Order Granting in Part Respondents' Combined Motion to Quash and Motion in Limine
Order Following Prehearing Conference
Order On Division's Opposition to Subpoenas
Order On Division's Motion to Retroactively Amend Witness List
Order Granting Enlargement of Time for Response to Motion for Witness Schedule
Stay Order

Documents