Administrative Proceeding File No. 3-16543

Respondents

Krill, Richard


Release Date	Release Number	Other Release Numbers	Name of Document
Sept. 11, 2015	34-75906	IC-31821	Order Making Findings and Imposing Remedial Sanctions Pursuant to Sections 21B and 21C of the Securities Exchange Act of 1934 and Section 9(d) of the Investment Company Act of 1940
July 21, 2015	AP-2951		Stay Order
June 15, 2015	AP-2814		Prehearing Order
June 11, 2015	AP-2802		Postponement Order
May 21, 2015	AP-2700		Order Scheduling Hearing and Designating Presiding Judge
May 19, 2015	34-74994	IC-31609	Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934 and Section 9(b) of the Investment Company Act of 1940, Making Findings, Imposing Remedial Sanctions and a Cea\ se-and-Desist Order, and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
Sept. 11, 2015			Order Making Findings and Imposing Remedial Sanctions Pursuant to Sections 21B and 21C of the Securities Exchange Act of 1934 and Section 9(d) of the Investment Company Act of 1940
May 19, 2015			Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934 and Section 9(b) of the Investment Company Act of 1940, Making Findings, Imposing Remedial Sanctions and a Cea\ se-and-Desist Order, and Notice of Hearing
May 21, 2015			Order Scheduling Hearing and Designating Presiding Judge
June 11, 2015			Postponement Order
June 15, 2015			Prehearing Order
July 21, 2015			Stay Order