Administrative Proceeding File No. 3-16540
Respondents
Kirkland, Stephen L.
Release Date | Release Number | Other Release Numbers | Name of Document |
---|---|---|---|
875 | Initial Decision | ||
AP-2840 | Order Following Prehearing Conference | ||
AP-2784 | Order Postponing Hearing and Scheduling Prehearing Conference | ||
AP-2688 | Order Scheduling Hearing and Designating Presiding Judge | ||
IA-4086 | Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, and Notice of Hearing |