Administrative Proceeding File No. 3-16380

Respondents

McCarty, Jordon


Release Date	Release Number	Name of Document
June 19, 2015	820	Initial Decision of Default
March 17, 2015	AP-2433	Order Following Second Prehearing Conference
March 11, 2015	AP-2404	Order Scheduling Prehearing Conference
March 10, 2015	AP-2394	Order Following Prehearing Conference
Feb. 25, 2015	AP-2352	Order Postponing Hearing and Scheduling Prehearing Conference
Feb. 9, 2015	AP-2295	Order Scheduling Hearing and Designating Presiding Judge
Feb. 6, 2015	34-74228	Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
Feb. 25, 2015			Division's Notice That Documents Are Available for Inspection and Copying
Feb. 25, 2015			Division's Motion to Convert Hearing to Telephonic Prehearing Conference with Exhibit A
April 6, 2015			Division's Motion for Summary Disposition Against Respondent and Supporting Memorandum of Law, with Exhibits 1-3
June 19, 2015			Initial Decision of Default
Feb. 6, 2015			Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
June 20, 2015			Notice That Initial Decision Has Become Final
Feb. 9, 2015			Order Scheduling Hearing and Designating Presiding Judge
Feb. 25, 2015			Order Postponing Hearing and Scheduling Prehearing Conference
March 10, 2015			Order Following Prehearing Conference
March 11, 2015			Order Scheduling Prehearing Conference
March 17, 2015			Order Following Second Prehearing Conference