Administrative Proceeding File No. 3-16367
Respondents
The ELIV Group, LLC Valente, Scott
Release Date | Release Number | Other Release Numbers | Name of Document |
---|---|---|---|
IA-4112 | Order Making Findings and Imposing Remedial Sanctions Pursuant to Sections 203(e) and 203(f) of the Investment Advisers Act of 1940 | ||
AP-2568 | Stay Order | ||
AP-2423 | Scheduling Order | ||
AP-2353 | Order Postponing Hearing and Scheduling Prehearing Conference | ||
AP-2283 | Order Scheduling Hearing and Designating Presiding Judge | ||
IA-4013 | Order Instituting Administrative Proceedings Pursuant to Sections 203(e) and 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing |