Administrative Proceeding File No. 3-16245
Respondents
Rajarengan (a/k/a Rengan) Rajaratnam
| Release Date | Release Number | Other Release Numbers | Name of Document |
|---|---|---|---|
| IA-6638 | Order Vacating Broker, Dealer, Municipal Securities Dealer, and Transfer Agent Bars | ||
| IA-3964 | Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions |