Administrative Proceeding File No. 3-16217

Respondents

Petrou, Thrasos Tommy
Release Date Release Number Other Release Numbers Name of Document
869 Initial Decision
AP-3005 Order Redacting and Permanently Sealing Certain Exhibits
AP-2912 Order Granting in Part Motion for Protective Order and Sealing Certain Exhibits
AP-2905 Order
AP-2788 Post-Hearing Scheduling Order
AP-2764 Order Denying Request for Adjournment
AP-2650 Order Setting Hearing Date and Prehearing Schedule
AP-2596 Order
AP-2478 Order Following Prehearing Conference
AP-2453 Order Rescheduling Prehearing Conference
AP-2446 Order On Motions for Summary Disposition, Granting Protective Order, and Setting Prehearing Conference
AP-2293 Protective Order
AP-2246 Order Denying Request for Extension Without Prejudice
AP-2070 Order Following Prehearing Conference
AP-2013 Order Rescheduling Prehearing Conference
AP-1985 Order Postponing Hearing and Scheduling Prehearing Conference
AP-1955 Order Scheduling Hearing and Designating Presiding Judge
34-73442
  • IA-3958
 ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 21C OF THE SECURITIES EXCHANGE ACT OF 1934 AND SECTION 203(f) OF THE INVESTMENT ADVISERS ACT OF 1940, MAKING FINDINGS, IMPOSING A CEASE-AND DESIST ORDER AND REMEDIAL S\
ANCTIONS , AND NOTICE OF HEARING
Release Date Release Number Other Release Numbers Name of Document
Division's Motion for Summary Disposition
Declaration of Richard G. Primoff
Declaration of Elizbieta Wraga
Respondent's Motion for Summary Disposition
Declaration of Elliot H. Lutzker
Division's Memorandum of Law in Opposition to Respondent's Motion for Summary Disposition
Respondenfs Opposition to the Division's Motion for Summary Disposition
Division's Reply Memorandum of Law in Further Support of Its Motion for Summary Disposition
Division's Memorandum in Opposition to Respondent's Request for an Adjournment of the Hearing
Respondents' Motion for an Adjournment of Hearing with Supporting Affirmation and Memorandum of Law
Respondent's Reply Affirmation in Further Support of Request for Adjournment
Respondent's Motion and Memorandum of Law for Protective Order
Initial Decision
ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 21C OF THE SECURITIES EXCHANGE ACT OF 1934 AND SECTION 203(f) OF THE INVESTMENT ADVISERS ACT OF 1940, MAKING FINDINGS, IMPOSING A CEASE-AND DESIST ORDER AND REMEDIAL S\
ANCTIONS , AND NOTICE OF HEARING
Notice That Initial Decision Has Become Final
Order Scheduling Hearing and Designating Presiding Judge
Order Postponing Hearing and Scheduling Prehearing Conference
Order Rescheduling Prehearing Conference
Order Following Prehearing Conference
Order Denying Request for Extension Without Prejudice
Protective Order
Order On Motions for Summary Disposition, Granting Protective Order, and Setting Prehearing Conference
Order Rescheduling Prehearing Conference
Order Following Prehearing Conference
Order
Order Setting Hearing Date and Prehearing Schedule
Order Denying Request for Adjournment
Post-Hearing Scheduling Order
Order
Order Granting in Part Motion for Protective Order and Sealing Certain Exhibits
Order Redacting and Permanently Sealing Certain Exhibits

Documents