Administrative Proceeding File No. 3-16175

Respondents

Meissner, Kenneth C. Scott, James Doug Tomich, Mark S. "Mike"
Release Date Release Number Other Release Numbers Name of Document
34-97496 Order Authorizing the Transfer to the U.S. Treasury of the Remaining Funds and Any Funds Returned to the Fair Fund in the Future, Discharging the Plan Administrator, and Terminating the Fair Fund
34-91115 Order Directing Third Disbursement of Fair Fund
34-85173 Order Directing Second Disbursement of Fair Fund
34-81696 Order Approving Plan of Distribution, Appointing a Distribution Plan Administrator, and Authorizing Transfer of Fair Fund Funds
34-81449 Notice of Proposed Plan of Distribution and Opportunity for Comment
34-81385 Order Establishing Fair Fund
34-79522 Order Appointing Tax Administrator
34-76001
  • IC-31852
 Notice That Initial Decision Has Become Final
850 Initial Decision as to Respondent James Doug Scott
AP-2860 Order Canceling Hearing
AP-2845 Order
AP-2769 Notice to Parties
AP-2765 Order Following Prehearing Conference
AP-2752 Order Scheduling Prehearing Conference
AP-2716 Order Regarding Need for Hearing
AP-2640 Order Granting Extension
768 Initial Decision as to Respondent Kenneth C. Meissner
AP-2508 Order Following Prehearing Conference and Protective Order
AP-2479 Order Scheduling Prehearing Conference
AP-2387 Order Following Prehearing Conference
AP-2380 Order Scheduling Prehearing Conference
AP-2376 Order On Motion for Summary Disposition and to Show Cause
34-73925
  • IC-31399
 Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934 and Section 9(b) of the Investment Company Act of 1940 as to Mark S. "Mike" Tomich
AP-2041 Order Following Prehearing Conference and Protective Order
AP-2030 Order Scheduling Prehearing Conference
AP-2010 Stay Order as to Mark S. "Mike" Tomich
AP-1978 Order Following Prehearing Conference
AP-1915 Order Postponing Hearing, Scheduling Prehearing Conference, and Extending Time to File Answer
AP-1864 Order Scheduling Hearing and Designating Presiding Judge
34-73226
  • IC-31266
 Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934 and Section 9(b) of the Investment Company Act of 1940
3-16175
Release Date Release Number Other Release Numbers Name of Document
Respondent James Doug Scott's Answer to OIP
Division's Motion for Summary Disposition, Kerry Matticks Declaration
Division's Reply and Supplement to Motion for Summary Disposition
Respondent Kenneth C. Meissner's Reply to Order On Motion for Summay Disposition and to Show Cause
Division's Reply in Support of Motion for Summary Disposition
Division's Brief On Sanctions Against James Doug Scott
Response to the Brief of Sanctions and the State of Mind of James Doug Scott
Initial Decision as to Respondent Kenneth C. Meissner
Initial Decision as to Respondent James Doug Scott
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934 and Section 9(b) of the Investment Company Act of 1940
Notice That Initial Decision Has Become Final
Notice That Initial Decision Has Become Final
Plan of Distribution
Proposed Plan of Distribution
Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934 and Section 9(b) of the Investment Company Act of 1940 as to Mark S. "Mike" Tomich
Order Appointing Tax Administrator
Order Approving Plan of Distribution, Appointing a Distribution Plan Administrator, and Authorizing Transfer of Fair Fund Funds
Notice of Proposed Plan of Distribution and Opportunity for Comment
Order Establishing Fair Fund
Order Directing Second Disbursement of Fair Fund
Order Directing Third Disbursement of Fair Fund
Order Scheduling Hearing and Designating Presiding Judge
Order Postponing Hearing, Scheduling Prehearing Conference, and Extending Time to File Answer
Order Following Prehearing Conference
Stay Order as to Mark S. "Mike" Tomich
Order Scheduling Prehearing Conference
Order Following Prehearing Conference and Protective Order
Order On Motion for Summary Disposition and to Show Cause
Order Scheduling Prehearing Conference
Order Following Prehearing Conference
Order Scheduling Prehearing Conference
Order Following Prehearing Conference and Protective Order
Order Granting Extension
Order Regarding Need for Hearing
Order Scheduling Prehearing Conference
Order Following Prehearing Conference
Notice to Parties
Order
Order Canceling Hearing

Documents