Administrative Proceeding File No. 3-16167

Respondents

Hansen, Randal Kent


Release Date	Release Number	Other Release Numbers	Name of Document
March 18, 2015	754		Initial Decision
Dec. 29, 2014	AP-2171		Order
Oct. 23, 2014	AP-1939		Order Following Prehearing Conference
Oct. 8, 2014	AP-1897		Order Rescheduling Prehearing Conference
Oct. 7, 2014	AP-1894		Order Postponing Hearing and Scheduling Prehearing Conference
Sept. 26, 2014	AP-1852		Order Scheduling Hearing and Designating Presiding Judge
Sept. 25, 2014	34-73216	IA-3937	Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
Oct. 22, 2014			Respondent's Answer to OIP
Nov. 25, 2014			Division's Motion for Summary Disposition Pursuant to Rule 250 of the Commission Rules of Practice
Dec. 15, 2014			Respondent's Motion and Answer to the Division's Motion for Summary Disposition by Commission and Request to Hold in Abeyance
Jan. 12, 2015			Division's Renewed Motion for Summary Disposition
Jan. 27, 2015			Division's Response to Resp Hansen's Motion for Continuance.
Feb. 2, 2015			Respondent's Motion Opposing the Division's Renewed Motion for Summary Disposition.
Feb. 2, 2015			Respondent's Memorandum of Law in Support of Denial of Summary Disposition.
March 18, 2015			Initial Decision
Sept. 25, 2014			Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
April 29, 2015			Notice That Initial Decision Has Become Final
Sept. 26, 2014			Order Scheduling Hearing and Designating Presiding Judge
Oct. 7, 2014			Order Postponing Hearing and Scheduling Prehearing Conference
Oct. 8, 2014			Order Rescheduling Prehearing Conference
Oct. 23, 2014			Order Following Prehearing Conference
Dec. 29, 2014			Order