Administrative Proceeding File No. 3-15974

Respondents

Natural Blue Resources, Inc. Cohen, James E. Corazzi, Joseph A
Release Date Release Number Other Release Numbers Name of Document
33-10598
  • 34-84916
 Corrected Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b) and 21C of the Securities Exchange Act of 1934
AP-6351 Order Setting Deadline to Submit Proposals
AP-6287 Stay Order
AP-6175 Order Following Reassignment
AP-6130 Order Assigning Administrative Law Judge
AP-5980 Order Regarding Three Proceedings Post Lucia V. Sec, 138 S. Ct. 2044 (2018)
AP-5955 Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
AP-5954 Notice from the Chief Administrative Law Judge
33-10512
  • 34-83523
 Order Cancelling Oral Argument
33-10509
  • 34-83481
 Order Scheduling Oral Argument
33-10479
  • 34-83029
 Supplemental Briefing Order
AP-5534 Order
AP-5396 Order
33-10372
  • 34-80987
 Stay Notice
33-9978
  • 34-76473
 Order Extending Briefing Schedule
33-9966
  • 34-76271
 Order Granting Petition for Review and Scheduling Briefs
AP-3115 Order
863 Initial Decision as to James E. Cohen and Joseph A. Corazzi
AP-3037 Order
AP-3042 Order
33-9766
  • 34-74891
 Order Granting Extension
AP-2544 Order Admitting Exhibits
AP-2523 Motion to the Commission for Extension
33-9722
  • 34-74215
 Order Denying Petition for Interlocutory Review
AP-2284 Prehearing Order
AP-2257 Order
AP-2229 Order Denying Certification for Interlocutory Review
AP-2214 Order
AP-2105 Order
AP-2082 ap-2082.pdf
AP-2067 Order
710 Initial Decision Making Findings and Imposing Sanctions by Default as to Natural Blue Resources, Inc.
AP-1984 Order to Show Cause
AP-1783 Prehearing Order
AP-1686 Postponement Order
AP-1687 Protective Order
AP-1632 Order Scheduling Hearing and Designating Presiding Judge
33-9614
  • 34-72617
 Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(B) and 21C of the Securities Exchange Act of 1934 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Respondent Cohen's Answer
Respondent Corrazzi's Answer
Respondent Corrazi's Motion for More Definite Statement and/or Motion for Summary Dismissal of Charges Against Respondent Corrazi
Respondent Corrazi's Memorandum of Points and Authorities in Support of His Motion for More Definite Statement and/or Motion for Summary Dismissal of Charges Against Respondent Corrazi
Division's Response to Respondent Corazzi's Motion for More Definite Statement and/or Motion for Summary Dismissal of Charges Against Respondent Corazzi
Motion to Withdraw as Counsel
Memorandum of Points and Authorities in Support of Motion to Withdraw as Counsel
Respondent Corazzi's .. Verified Motion to Continue Hearing ...
Division's Proposed Exhibit List
Division's Proposed Witness List
Division's Designation of Robert M. Daines as Expert Witness and Rule 222(b) Statement
Division's Response to Respondent Corazzi's Motion to Continue 2/9/15 Hearing
Respondent Cohen's Witness List
Respondent Cohen's Request for Issuance of Subpoenas
Verified Request for Certification for Interlocutory Review by the Commission
Division's Proposed Amended Exhibit List
Division's Proposed Prehearing Brief
Revised Expert Report of Robert M. Daines
Respondent Cohen's Supplemental Proposed Exhibit List
Respondent Cohen's Proposed Exhibit List
Respondent Cohen's Prehearing Brief
Respondent Cohen's Memorandum of Law in Support of His Motion in Limine to Exclude Certain of the Direct Testimony of Robert M. Daines
Respondent Cohen's Memorandum of Law in Support of His Motion in Limine to Limit Testimony to Period Through Alleged False Filings
Letter of 2/19/15 to Os from Division Sending the Division's Original Exhibits
Email to Alj's Office from Division Counsel Stating the Parties Have Reached an Impasse as to Admissibility of a Limited Number of Exhibits in the Proceedings and Requesting a Telephonic Hearing to Resolve Dispute On 3/9 or 3/6 If Not Available
Division's Post Hearing Brief
Division's Proposed Findings of Fact and Conclusions of Law
Respondent Cohen's Post Hearing Brief
Division's Post Hearing Reply Brief
Respondent Cohen's Response to Division's Proposed Findings of Fact and Conclusions of Law
Respondent Cohen's Response to Division's Post Hearing Brief
Respondent Cohen's Motion for Stay
Respondent James Cohen's Motion to Correct Manifest Errors of Fact
Division's Opposition to Respondent James Cohen's Motion to Correct Manifest Errors of Fact
Respondent Corazzi's Joinder in Respondent Cohen's Motion for Oral Argument
Division's Cross Petition for Review of the Initial Decision
Division's Brief on Review of the Initial Decision
Respondents' Reply Brief on Review of Initial Decision and Request for Oral Argument
Initial Decision Making Findings and Imposing Sanctions by Default as to Natural Blue Resources, Inc.
Initial Decision as to James E. Cohen and Joseph A. Corazzi
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(B) and 21C of the Securities Exchange Act of 1934 and Notice of Hearing
Notice That Initial Decision Has Become Final
Order Extending Briefing Schedule
Corrected Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b) and 21C of the Securities Exchange Act of 1934
Order Scheduling Hearing and Designating Presiding Judge
Protective Order
Postponement Order
Prehearing Order
Order to Show Cause
Order
ap-2082.pdf
Order
Order
Order Denying Certification for Interlocutory Review
Order
Prehearing Order
Motion to the Commission for Extension
Order Admitting Exhibits
Order
Order
Order
Order
Order
Notice from the Chief Administrative Law Judge
Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
Order Regarding Three Proceedings Post Lucia V. Sec, 138 S. Ct. 2044 (2018)
Order Assigning Administrative Law Judge
Order Following Reassignment
Stay Order
Order Setting Deadline to Submit Proposals
Stay Notice
Supplemental Briefing Order
Order Scheduling Oral Argument
Order Cancelling Oral Argument
Order Denying Petition for Interlocutory Review
Order Granting Extension
Order Granting Petition for Review and Scheduling Briefs

Documents