Administrative Proceeding File No. 3-15921
Respondents
Bard, Robert G.
Release Date | Release Number | Other Release Numbers | Name of Document |
---|---|---|---|
640 | Initial Decision Making Findings and Imposing Sanction by Default | ||
AP-1616 | Order | ||
AP-1585 | Postponement Order | ||
AP-1509 | Order Scheduling Hearing and Designating Presiding Judge | ||
IA-3850 | Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing |