Administrative Proceeding File No. 3-15858

Respondents

Fortenberry, Stanley Jonathan (a/k/a Fortenberry, S.J.; Fortenberry, John; Fortenberry, Johnny)
Release Date Release Number Other Release Numbers Name of Document
748 Initial Decision
AP-2112 Order
AP-1942 Post-Hearing Order
AP-1858 Notice of Change of Time for Start of Hearing
AP-1813 Notice of Hearing Location
AP-1801 Order
AP-1800 Order Granting Continuance and Changing Hearing Location
AP-1777 Order Scheduling Prehearing Conference
AP-1665 Order
AP-1662 General Prehearing Order
AP-1614 Notice of Hearing Location
AP-1570 Order Redesignating Presiding Judge
AP-1506 Order Amending Procedural Schedule
AP-1480 Order Following Prehearing Conference
AP-1419 Order Postponing Hearing and Scheduling Prehearing Conference
AP-1405 Order Scheduling Hearing and Designating Presiding Judge
33-9579
  • 34-72034
  • IA-3825
  • IC-31031
 Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8a of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Sections 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Respondent's Answer and Motion for Summary Disposition, with Exhibits A-D
Division's Memorandum in Opposition to Respondent's Motion for Summary Disposition
Declaration of Corey A. Schuster in Support of the Division's Memorandum in Opposition to Respondent's Motion for Summary Disposition, with Exhibits A-Q
Division's Prehearing Brief
Respondent's Prehearing Brief and Motion in Limine
Division's Post Hearing Brief
Division's Proposed Findings of Fact and Conclusions of Law
Respondent's Post Hearing Brief
Respondent's Exhibit List
Division's Notice Regarding Citations to the Hearing Transcript in Its Post Hearing Brief and Proposed Findings of Fact and Conclusions of Law
Division's Memorandum Regarding Dr. Allen Anderson's Investment
Division's Reply to the Respondent's Post Hearing Brief
Letter of 12/20/14 to ALJ Grimes from Respondent Stating He Has Reviewed the Amount of Money a Person Invested with a Company and Cannot Dispute the Forensic Expert's Analysis of Amounts Invested and Appears Correct
Division's Notice Regarding the Record Index
Initial Decision
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8a of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Sections 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 and Notice of Hearing
Notice That Initial Decision Has Become Final
Order Scheduling Hearing and Designating Presiding Judge
Order Postponing Hearing and Scheduling Prehearing Conference
Order Following Prehearing Conference
Order Amending Procedural Schedule
Order Redesignating Presiding Judge
Notice of Hearing Location
Order
General Prehearing Order
Order Scheduling Prehearing Conference
Order
Order Granting Continuance and Changing Hearing Location
Notice of Hearing Location
Notice of Change of Time for Start of Hearing
Post-Hearing Order
Order

Documents