Administrative Proceeding File No. 3-15842

Respondents

Total Wealth Management, Inc. Cooper, Jacob Keith McNamee, Nathan Shoemaker, Douglas David
Release Date Release Number Other Release Numbers Name of Document
33-10035
  • 34-77068
  • IA-4329
  • IC-31985
 Order Dismissing Untimely Petition for Review
33-9989
  • 34-76642
  • IA-4291
  • IC-31935
 Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 as to Respondent Total Wealth Management, Inc.
33-9990
  • 34-76643
  • IA-4292
  • IC-31936
 Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 as to Respondents Nathan Mcnamee and Douglas David Shoemaker
33-9979
  • 34-76502
  • IA-4275
  • IC-31908
 Order Directing the Filing of Briefs
33-9962
  • 34-76133
  • IA-4223
  • IC-31867
 Notice That Initial Decision Has Become Final
860 Initial Decision
AP-2771 Extension Order
AP-2445 Stay Order
AP-2444 Order
33-9730
  • 34-74353
  • IA-4030
  • IC-31467
 Order Granting Extension
AP-2306 Stay Order
AP-2288 Order
AP-2278 Notice to Parties
AP-2234 Order Setting Procedural Schedule for Hearing
AP-2228 Motion to Commission for Extension
AP-2185 Order Following Prehearing Conference
AP-2043 Order Following Prehearing Conference
AP-1948 Order Following Settlement Failure
AP-1678 Stay Order
AP-1442 Order Following Prehearing Conference
AP-1407 Order Postponing Hearing and Scheduling Prehearing Conference
AP-1383 Order Scheduling Hearing and Designating Presiding Judge
33-9575
  • 34-71948
  • IA-3818
  • IC-31017 Additional Materials: Exhibit A
 Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8a of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Respondents' Answer
Division's Update Regarding Status of Settlement Proceedings with Respondents Nathan Mcnamee and Douglas David Shoemaker
Joint Motion to Stay Hearing
Notice of Withdrawal of Appearance
Notice of Withdrawal
Division's Request for Issuance of Subpoenas, with Exhibits 1-16
Division's Initial Post Hearing Brief
Division's Post Hearing Reply Brief
Respondent Cooper's Petition for Review of Initial Decision
Respondent Cooper's Verified Brief Re: Order Directing the Filing of Briefs
Division's Brief Addressing Whether Cooper's Appeal Should Be Dismissed as Untimely
Respondent Keith Cooper's Verified Reply Brief.
Division's Reply Brief Addressing Whether Resp Cooper's Appeal Shoud Be Dismissed as Untimely
Initial Decision
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8a of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 and Notice of Hearing
Notice That Initial Decision Has Become Final
Exhibit A
Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 as to Respondents Nathan Mcnamee and Douglas David Shoemaker
Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 as to Respondent Total Wealth Management, Inc.
Order Scheduling Hearing and Designating Presiding Judge
Order Postponing Hearing and Scheduling Prehearing Conference
Order Following Prehearing Conference
Stay Order
Order Following Settlement Failure
Order Following Prehearing Conference
Order Following Prehearing Conference
Motion to Commission for Extension
Order Setting Procedural Schedule for Hearing
Notice to Parties
Order
Stay Order
Stay Order
Order
Extension Order
Order Dismissing Untimely Petition for Review
Order Granting Extension
Order Directing the Filing of Briefs

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