Administrative Proceeding File No. 3-15830

Respondents

Fouke, Herbert Steven


Release Date	Release Number	Other Release Numbers	Name of Document
Aug. 29, 2014	660		Initial Decision of Default
Aug. 8, 2014	AP-1683		Order Taking Official Notice of Material Facts Pursuant to 17 C.F.R. § 201.323
May 8, 2014	AP-1425		Order Following Prehearing Conference, Finding Respondent in Default, and Directing a Motion for Sanctions
April 21, 2014	AP-1393		Order Postponing Hearing and Scheduling Prehearing Conference
April 9, 2014	AP-1367		Order Scheduling Hearing and Designating Presiding Judge
April 8, 2014	34-71908	IA-3814	Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
May 23, 2014			Division's Motion for Sanctions Against Respondent Herbert Steven Fouke
May 23, 2014			Division's Amended Motion for Sanctions Against Respondent Herbert Steven Fouke
Aug. 29, 2014			Initial Decision of Default
April 8, 2014			Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Oct. 31, 2014			Notice That Initial Decision Has Become Final
April 9, 2014			Order Scheduling Hearing and Designating Presiding Judge
April 21, 2014			Order Postponing Hearing and Scheduling Prehearing Conference
May 8, 2014			Order Following Prehearing Conference, Finding Respondent in Default, and Directing a Motion for Sanctions
Aug. 8, 2014			Order Taking Official Notice of Material Facts Pursuant to 17 C.F.R. § 201.323