Administrative Proceeding File No. 3-15820

Respondents

Thomas, Delsa U. The D. Christopher Capital Management Group, LLC
Release Date Release Number Other Release Numbers Name of Document
IA-3989 Notice That Initial Decision Has Become Final
705 Initial Decision
AP-1957 Order On Respondents' Request for an Extension
AP-1949 Order On Respondents' Supplemental Briefing
AP-1811 Order Following Prehearing Conference
AP-1742 Order Scheduling Prehearing Conference
AP-1733 Order Scheduling Prehearing Conference
AP-1723 Order Striking Respondents' Reply Opposition
AP-1702 Order On Untimely Filing of Opposition to Motion for Summary Disposition
AP-1691 Order On Motion for Extension
AP-1590 Order Granting Second Unopposed Motion to Extend Answer Date and Dates to File Motions for Summary Disposition, Oppositions, and Replies
AP-1547 Order Granting Unopposed Motion to Extend Answer Date and Dates to File Motions for Summary Disposition, Oppositions, and Replies
AP-1469 Order Following Prehearing Conference
AP-1390 Order Postponing Hearing and Scheduling Prehearing Conference
AP-1359 Order Scheduling Hearing and Designating Presiding Judge
IA-3806 Order Instituting Administrative Proceedings Pursuant to Sections 203(e) and 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Respondents' Answer
Division's Motion for Summary Disposition and Brief in Support
Respondents' Response in Opposition of Division's Motion for Summary Disposition and Brief in Support
Division's Reply in Support of Motion for Summary Disposition and Brief in Support
Appendix in Support of Division's Reply in Support of Motion for Summary Disposition
Division's Supplemental Brief in Support of Motion for Summary Disposition
Respondents' Supplemental Brief in Opposition to Division's Motion for Summary Disposition
Declaration of Jessica B. Magee.
Initial Decision
Order Instituting Administrative Proceedings Pursuant to Sections 203(e) and 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Notice That Initial Decision Has Become Final
Order Scheduling Hearing and Designating Presiding Judge
Order Postponing Hearing and Scheduling Prehearing Conference
Order Following Prehearing Conference
Order Granting Unopposed Motion to Extend Answer Date and Dates to File Motions for Summary Disposition, Oppositions, and Replies
Order Granting Second Unopposed Motion to Extend Answer Date and Dates to File Motions for Summary Disposition, Oppositions, and Replies
Order On Motion for Extension
Order On Untimely Filing of Opposition to Motion for Summary Disposition
Order Striking Respondents' Reply Opposition
Order Scheduling Prehearing Conference
Order Scheduling Prehearing Conference
Order Following Prehearing Conference
Order On Respondents' Supplemental Briefing
Order On Respondents' Request for an Extension

Documents