Administrative Proceeding File No. 3-15784

Respondents

Theodule, George Louis


Release Date	Release Number	Other Release Numbers	Name of Document
June 2, 2014	607		Initial Decision of Default
May 13, 2014	AP-1433		Order Finding Respondent in Default and Requesting Motion for Sanctions
April 25, 2014	AP-1399		Order to Show Cause
April 14, 2014	AP-1376		Order Following Prehearing Conference
March 21, 2014	AP-1327		Order Postponing Hearing and Scheduling Prehearing Conference
March 13, 2014	AP-1303		Order Scheduling Hearing and Designating Presiding Judge
March 12, 2014	34-71694	IA-3790	Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
May 22, 2014			Division's Motion for Sanctions Against Respondent
May 23, 2014			Division's Amended Motion for Sanctions Against Respondent
June 2, 2014			Initial Decision of Default
March 12, 2014			Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
July 14, 2014			Notice That Initial Decision Has Become Final
March 13, 2014			Order Scheduling Hearing and Designating Presiding Judge
March 21, 2014			Order Postponing Hearing and Scheduling Prehearing Conference
April 14, 2014			Order Following Prehearing Conference
April 25, 2014			Order to Show Cause
May 13, 2014			Order Finding Respondent in Default and Requesting Motion for Sanctions