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Administrative Proceeding File No. 3-15766

Respondents

Clean Energy Capital, LLC Brittenham, Scott A.


Release Date	Release Number	Other Release Numbers	Name of Document
Oct. 17, 2014	33-9667	34-73386 IA-3955	Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Section 15(b) of the Securities Exchange Act of 1934, and Sections 203(e), 203(f) and 203(k) of the Investment\ Advisers Act of 1940
July 31, 2014	AP-1663		Stay Order
July 25, 2014	AP-1653		Order Quashing Subpoenas Directed to Division Attorneys
July 22, 2014	AP-1637		Order Denying Division's Motion for Exclusion, or in the Alternative, Disclosure, of Advice of Counsel
July 22, 2014	AP-1642		General Prehearing Order
June 30, 2014	AP-1569		Order Redesignating Presiding Judge
May 23, 2014	AP-1458		Notice of Hearing Location
May 22, 2014	AP-1452		Order Modifying Prehearing Schedule
May 14, 2014	AP-1434		Order On Motion
April 2, 2014	AP-1356		Order Following Prehearing Conference
March 11, 2014	AP-1296		Order Postponing Hearing and Scheduling Prehearing Conference
Feb. 26, 2014	AP-1271		Order Scheduling Hearing and Designating Presiding Judge
Feb. 25, 2014	33-9551	34-71610 IA-3785 IC-30926	Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8a of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
March 26, 2014			Respondents' Answer
July 8, 2014			Division's Motion for Exclusion, or in the Alternative, Disclosure, of Advice of Counsel
July 15, 2014			Respondents' Opposition to the Division's Motion to Exclude Relevant Evidence of Advice of Counsel
July 18, 2014			Division's Reply in Support of Motion for Exclusion, or in the Alternative, Disclosure, of Advice of Counsel
Oct. 17, 2014			Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Section 15(b) of the Securities Exchange Act of 1934, and Sections 203(e), 203(f) and 203(k) of the Investment\ Advisers Act of 1940
Feb. 25, 2014			Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8a of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 and Notice of Hearing
Feb. 26, 2014			Order Scheduling Hearing and Designating Presiding Judge
March 12, 2014			Order Postponing Hearing and Scheduling Prehearing Conference
April 2, 2014			Order Following Prehearing Conference
May 14, 2014			Order On Motion
May 22, 2014			Order Modifying Prehearing Schedule
May 23, 2014			Notice of Hearing Location
June 30, 2014			Order Redesignating Presiding Judge
July 22, 2014			General Prehearing Order
July 22, 2014			Order Denying Division's Motion for Exclusion, or in the Alternative, Disclosure, of Advice of Counsel
July 25, 2014			Order Quashing Subpoenas Directed to Division Attorneys
July 31, 2014			Stay Order

Documents