Administrative Proceeding File No. 3-15764

Respondents

McDuff, Gary L.
Release Date Release Number Other Release Numbers Name of Document
1090 Initial Decision
AP-4362 Order Denying Motions for Leave to Supplement the Record and for Leave to File Sur-Reply
AP-4248 Order Denying Exceptions to the Record Index
AP-4191 Order Regarding Transcript Corrections
AP-4132 Order Denying Motion to Compel or Alternatively, Motion to Strike
AP-4117 Order Granting Motion for Extension of Time to File Responsive Post-Hearing Briefs
AP-4035 Order Regarding Hearing Exhibits
AP-3994 Extension Order
AP-3934 Post-Hearing Order and Protective Order
34-78066 Opinion and Order of the Commission Denying Interlocutory Review
AP-3909 Order
AP-3900 Order Following Prehearing Conference
AP-3893 Order
AP-3877 Order Following Prehearing Conference
AP-3871 Order Scheduling Prehearing Conference
AP-3855 Order On Motion to Dismiss
AP-3787 Scheduling Order
AP-3777 Scheduling Order
AP-3771 Order Scheduling Prehearing Conference
AP-3763 Order Regarding Motion for a Decision On the Scope of Hearing
AP-3654 Order Regarding Clarification Request
AP-3632 Order Following Prehearing Conference
AP-3618 Order Scheduling Prehearing Conference
AP-3482 Order Discharging Order to Show Cause and Denying McDuff's Summary Disposition Motion
AP-3267 Order Granting Extension
AP-3190 Order Denying the Division of Enforcement's Motion for Summary Disposition and Order to Show Cause
AP-2890 Order Sealing Documents
AP-2783 Order Granting Extension
AP-2613 Order Directing Supplemental Briefing and Additional Evidence
34-74803 Order Remanding for Additional Proceedings
AP-1928 Order On Motion to Correct Manifest Errors of Fact
AP-1883 Order On Motion for Extension of Time
663 Initial Decision
AP-1400 Order Taking Official Notice Pursuant to 17 C.F.R. § 201.323
AP-1341 Order Following Prehearing Conference
AP-1300 Order Postponing Hearing and Scheduling Prehearing Conference
AP-1260 Order Scheduling Hearing and Designating Presiding Judge
34-71594 ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 15(b) OF THE SECURITIES EXCHANGE ACT OF 1934, AND NOTICE OF HEARING
Release Date Release Number Other Release Numbers Name of Document
Respondent's Answer
Division's Motion for Summary Disposition
Respondent's Motion for Summary Disposition
Respondent's Opposition to Division's Motion for Summary Disposition
Division's Response to Respondent's Motion for Summary Disposition
Division's Reply to Respondent's Response to Division's Motion for Summary Disposition
Respondent's Petition for Review of Initial Decision
Letter of 11/10/14 to ALJ Elliot from Respondent Stating It Is Important for Him to Know of Exculpatory Evidence That Has Been Withheld from Him and Other Issues
Division's Motion for Summary Affirmance of Initial Decision
Respondenfs Reply and Objections to Division's Request for Summary Affirmance
Respondent's Supplemental Briefing & Supplemental Evidence in Opposition to the Division's Motion for Summary Disposition & in Support of Respondent's Motion for Summary Disposition Dismissing this Proceeding
Division's Response to Court's 10/2/15 Show Cause Order
Letter to ALJ Elliot from Respondent re Request for the Courtto Clarify that If Necessary, Respondent May Seek Rule 400(a) Review- Interlocutory Review.
Respondent's Memorandum in Support of Motion for Pre-Trial Hearing Scope Decision
Respondent's Declaration for Motion for Pre-Trial Hearing Scope Decision
Respondent's Reply to Rule 400 Petition for Interlocutory Review
Division's Response to Respondent's Rule 400 Petition for Interlocutory Review
Respondent's Motion to Compel Alternatively, Motion to Strike
Division's Response to Respondent's Post-Hearing Brief
Supplemental Declaration of Janie Frank
Letter dated 6/8/16 to Division from Tina Hauck, counsel for FCI Beaumont,
responding to ALJ's 617/16 order
Respondent's Opening Post-Hearing Brief and Declaration of Gary Lynn McDuff
Initial Decision
Initial Decision
ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 15(b) OF THE SECURITIES EXCHANGE ACT OF 1934, AND NOTICE OF HEARING
Notice That Initial Decision Has Become Final
Order Scheduling Hearing and Designating Presiding Judge
Order Postponing Hearing and Scheduling Prehearing Conference
Order Following Prehearing Conference
Order Taking Official Notice Pursuant to 17 C.F.R. § 201.323
Order On Motion for Extension of Time
Order On Motion to Correct Manifest Errors of Fact
Order Directing Supplemental Briefing and Additional Evidence
Order Granting Extension
Order Sealing Documents
Order Denying the Division of Enforcement's Motion for Summary Disposition and Order to Show Cause
Order Granting Extension
Order Discharging Order to Show Cause and Denying McDuff's Summary Disposition Motion
Order Scheduling Prehearing Conference
Order Following Prehearing Conference
Order Regarding Motion for a Decision On the Scope of Hearing
Order Scheduling Prehearing Conference
Scheduling Order
Scheduling Order
Order On Motion to Dismiss
Order Scheduling Prehearing Conference
Order Following Prehearing Conference
Order
Order Following Prehearing Conference
Order
Post-Hearing Order and Protective Order
Extension Order
Order Regarding Hearing Exhibits
Order Granting Motion for Extension of Time to File Responsive Post-Hearing Briefs
Order Denying Motion to Compel or Alternatively, Motion to Strike
Order Regarding Transcript Corrections
Order Denying Exceptions to the Record Index
Order Denying Motions for Leave to Supplement the Record and for Leave to File Sur-Reply
Order Remanding for Additional Proceedings
Opinion and Order of the Commission Denying Interlocutory Review

Documents