Administrative Proceeding File No. 3-15755

Respondents

Feathers, Mark
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Release Date Release Number Other Release Numbers Name of Document
33-11198
  • 34-97640
  • IA-6323
  • IC-34933
  • AAER-4413
 Pending Administrative Proceedings (Order Dismissing Proceedings)
34-97118 Order Extending Time to Issue Decision
34-96478 Order Extending Time to Issue Decision
34-95755 Order Extending Time to Issue Decision
34-95095 Order Extending Time to Issue Decision
34-94409 Order Extending Time to Issue Decision
34-93761 Order Extending Time to Issue Decision
34-92955 Order Extending Time to Issue Decision
34-90572 Order Declining to Seek Judicial Enforcement of Subpoena
34-90380 Order Granting Petition for Review and Scheduling Briefs
1403 Initial Decision
AP-6785 Order Denying Motion to Seal
AP-6784 Order Addressing Five of Respondent's Motions
AP-6783 Order Clarifying Rules of Practice and Extending Deadline for Opposition to Motion for Summary Disposition
AP-6782 Order Denying Motion for Sanctions
AP-6780 Order Denying Motion for Stay
AP-6779 Order Denying Motion for Reconsideration
AP-6777 Order Denying Motion to Terminate Proceeding and Directing the Refiling of Summary Disposition Motion
AP-6776 Instructions Regarding Summary Disposition
AP-6774 Order Denying Motions to Stay and Extending Summary Disposition Opposition and Reply Deadlines
34-89288 Extension Order
AP-6772 Order Quashing Subpoena Directed to the Sba
AP-6771 Order Denying Motion to Reconsider Administrative Proceedings Rulings Release No. 6768
34-89095 Order Directing the Filing of Briefs
AP-6768 Order Regarding Stalker Report
AP-6767 Order Granting Motion for Extension of Deadlines
AP-6765 Order Denying Motion for Stay
AP-6763 Order for Additional Briefing Regarding the SBA's Motion to Quash
AP-6762 Order Certifying Subpoena to the Commission for Enforcement, Denying Motion for Stay to Challenge Constitutionality of Proceeding, and Setting Prehearing Schedule
AP-6760 Order Quashing Subpoena
AP-6755 Order Denying Motion for Stay
AP-6754 Order for Corrections to Prehearing Conference Transcript
AP-6752 Order Following Prehearing Conference
AP-6750 Order Scheduling Prehearing Conference
AP-6749 Order Redesignating Presiding Judge
AP-6746 Order Setting New Deadline for Document Subpoenas
AP-6745 Order Regarding Division's Inability to Comply with Prior Orders
AP-6744 Order On Respondent's March 16, 2020, Motion
AP-6743 Extension Order
AP-6742 Order Regarding Respondent's Subpoena
AP-6739 Order Permitting a Reply
AP-6737 Order On Motion for Reconsideration
AP-6734 Order Following Prehearing Conference
AP-6732 Order Regarding Subpoena and Scheduling Prehearing Conference
AP-6724 Scheduling Order
AP-6718 Order Following Prehearing Conference
AP-6709 Order Scheduling Prehearing Conference
AP-6705 Order Regarding the Conduct of Further Proceedings
AP-6703 Order Designating Presiding Judge
34-87226 Order
34-73634 Order Summarily Affirming Initial Decision in Part and Imposing Remedial Sanctions
34-72724 Order Granting Extension
34-72592 Order Granting Petition for Review and Scheduling Briefs
AP-1520 Order
605 Initial Decision
AP-1353 Order
AP-1333 Prehearing Order
AP-1313 Order
AP-1292 Postponement Order
AP-1261 Order Scheduling Hearing and Designating Presiding Judge
34-71565 Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Respondent's Answer and Defenses to OIP
Division's Motion for Summary Disposition Against Respondent, Declaration of John B. Bulgozdy and Exhibits
Respondent's Response to Division's Request for Summary Disposition
Division's Reply Memorandum in Support of Motion for Summary of Disposition Against Respondent Pursuant to Commission Rule of Practice 250
Declaration of John B. Bulgozdy in Support of Div's Reply Memorandum in Support of Motion for Summary Disposition Against Resp Feathers
Petition for Review
Division's Motion for Summary Affirmance of Initial Decision
Respondent's Opposition Response to Division's Motion for Summary Affirmance of Initial Decision
Respondent's Opening Brief to Petition for Review of Initial Decision
Division's Brief in Opposition to Respondent's Petition for Review
Respondent's Reply to Division's Opposition to Resp's Petition for Review
Respondent Mark Feathers' Petition for Commission's Final Review of Order as Required in Order for Respondent to File Request for Federal Appellate Court Review of Final Order of Commission.
Respondent Feather's Petition for Review.
Answer and Defenses to OIP
Respondent's Response to Order Directing the Filing of Briefs
Division's Brief in Response to Commission's June 18, 2020 Order
Respondent's request for Court's Reconsideration of 6-12-20 order regarding the Stalker Report, with Exhibits
Respondent's Response to Division's Brief in Response to Commission's June 18, 2020 Order
Respondent's Notification to Court of Intention to File Injunction
Respondent’s Request for Stay Pending Outcome of Motion
Respondent’s Request for Stay Due to Other Filing Requirements
Division’s Motion for Summary Disposition
Respondent’s Response to Division’s Motion for Summary Disposition
Respondent’s Request for Termination of Administrative Proceedings
Respondent’s Motion for Court to Reconsider its Order of July 17, 2020
Respondent’s Brief in Response to June 18, 2020 Order Directing the Filing of Briefs
Division’s Brief in Response to July 10, 2020 Order
Respondent’s Brief in Response to Commission’s July 10, 2020 Order
Respondent’s Request for the Court to Modify Prior Order
Respondent’s Request to Terminate Hearings due to Unconstitutional Double Jeopardy
Respondent’s Motion for Stay
Respondent’s Request for a 180-day Stay
Respondent’s Request to Terminate Hearings Due to Government Abuse of Power and Violations of the APA
Division’s Renewed Motion for Summary Disposition and statement of facts
Respondent’s Motion for Summary Disposition and Statement of Facts
Respondent’s Motion for Court Order to Direct SEC to Post Prior Motions
Division’s Consolidated Response to Five Feathers’ Motions Filed Between July 29 and August 2, 2020
Respondent’s Motion Request to Sanction Enforcement for Non-Compliance
Respondent's Motion to Terminate Proceedings due to Enforcement's Destruction of Evidence
Respondent's Follow-on to Motion for Adjusted Reply Date to Enforcement's Motion for Summary Disposition
Respondent's Motion Request for OIG Referral and Court Recusal
Respondent's Motion for Clarification on Rules of Practice
Addenda to Respondent's Motion for Clarification on Rules of Practice
Respondent's Motion to Terminate Proceedings due to Commission FOIA Interference
Respondent's reply to Enforcement's Feather's Flurry of Five response
Respondent's reply to Division's opposition to motion for OIG referral and court recusal
Respondent's reply to Division's opposition to motion for summary disposition with exhibits
Respondent's reply to Division's opposition to motion to terminate proceedings due to Enforcement's destruction of evidence
Respondent's response to Division's motion for summary disposition or in alternative to stay Division's motion due to district court litigation
Division's Opposition to Respondent's Motion Request for OIG Referral and Court Recusal
Respondent's Request for Redesignation to 120-day Proceeding and for Commission Reconsideration of Impediments of Inexpensive Proceedings
Respondent's Request for Sanctions against Enforcement Senior Trial Prosecutor and For Judicial Notice of District Court Orders in Feathers v Boudreau
Respondent's Request for Termination of Proceedings and for Judicial Notice of Exhibit w Exhibit
Addenda to Respondent's Request for Termination of Proceedings and for Judicial Notice of Exhibit w Exhibit
Division's Opposition to Respondent's Motion to Terminate Proceedings due to Commission Interference with Due Process
Respondent's Reply to Division's Opposition to Respondent's Motion to Terminate Proceedings due to Commission Interference with Due Process
Division's opposition to Respondent's Request for Redesignation to 120-day Proceeding and for Commission Reconsideration of Impediments of Inexpensive Proceedings
Division's opposition to Respondent's Request for Sanctions against Enforcement Sr Trial Prosecutor and for Judicial Notice of District Court Orders
Respondent's reply to Division's Opposition to Respondent's Request for Sanctions Against Enforcement Sr Trial Prosecutor with Exhibits
Respondents Reply to Division's Opposition to Respondent's Request for Redesignation to 120-day Proceeding and for Commission Reconsideration
Respondent's Request to Stay Proceedings Due to Filing of Related Civil Action
Respondent's Request to Stay Proceedings While United States Ninth Circuit Court of Appeals Considers Respondent's Claims of Constitutional Harm
Division's Reply Memorandum in Support of Renewed Motion for Summary Disposition
Respondent's Request for Judical Notice of Further Evidence
Addenda to Respondent's Motion to Sanction Counsel
Petition for Review of Initial Decision
Amended Petition for Review of Initial Decision
Respondent's Request for Update on Status of Petition for Review of Initial Decision
Respondent's Opening Brief for Petition for Review with Exhibits
Division's Brief in Opposition to Respondent Mark Feathers' Petition for Review
Respondent's Reply to Enforcement Brief in the Matter of OIP 3-15755
Initial Decision
Initial Decision
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
Order Granting Extension
Order Scheduling Hearing and Designating Presiding Judge
Postponement Order
Order
Prehearing Order
Order
Order
Order Designating Presiding Judge
Order Regarding the Conduct of Further Proceedings
Order Scheduling Prehearing Conference
Order Following Prehearing Conference
Scheduling Order
Order Regarding Subpoena and Scheduling Prehearing Conference
Order Following Prehearing Conference
Order On Motion for Reconsideration
Order Permitting a Reply
Order Regarding Respondent's Subpoena
Extension Order
Order On Respondent's March 16, 2020, Motion
Order Regarding Division's Inability to Comply with Prior Orders
Order Setting New Deadline for Document Subpoenas
Order Redesignating Presiding Judge
Order Scheduling Prehearing Conference
Order Following Prehearing Conference
Order for Corrections to Prehearing Conference Transcript
Order Denying Motion for Stay
Order Quashing Subpoena
Order Certifying Subpoena to the Commission for Enforcement, Denying Motion for Stay to Challenge Constitutionality of Proceeding, and Setting Prehearing Schedule
Order for Additional Briefing Regarding the SBA's Motion to Quash
Order Denying Motion for Stay
Order Regarding Stalker Report
Order Granting Motion for Extension of Deadlines
Order Denying Motion to Reconsider Administrative Proceedings Rulings Release No. 6768
Order Quashing Subpoena Directed to the Sba
Order Denying Motions to Stay and Extending Summary Disposition Opposition and Reply Deadlines
Instructions Regarding Summary Disposition
Order Denying Motion to Terminate Proceeding and Directing the Refiling of Summary Disposition Motion
Order Denying Motion for Reconsideration
Order Denying Motion for Stay
Order Denying Motion for Sanctions
Order Clarifying Rules of Practice and Extending Deadline for Opposition to Motion for Summary Disposition
Order Addressing Five of Respondent's Motions
Order Denying Motion to Seal
Order Granting Petition for Review and Scheduling Briefs
Order Summarily Affirming Initial Decision in Part and Imposing Remedial Sanctions
Order
Order Directing the Filing of Briefs
Extension Order
Order Granting Petition for Review and Scheduling Briefs
Order Declining to Seek Judicial Enforcement of Subpoena
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision

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