Administrative Proceeding File No. 3-15619

Respondents

Daniels, William J. Doxey, Joseph P.
Release Date Release Number Other Release Numbers Name of Document
33-10274
  • 34-79605
 Order Making Findings and Imposing a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b)(6)(a) and 21C of the Securities Exchange Act of 1934
AP-4337 Stay Order
AP-4303 Order Designating Settlement Alj
AP-4300 Order as to Hearing Time and Location
AP-4277 Order Scheduling Prehearing Conference
AP-3960 Order Following Prehearing Conference and Granting Protective Order
AP-3953 Order Scheduling Prehearing Conference
AP-3891 General Prehearing Order
AP-3863 Order Following Prehearing Conference
AP-3840 Order Scheduling Prehearing Conference
33-10077
  • 34-77773
  • ID-598
 Opinion
33-9602
  • 34-72428
 Order Granting Petition for Review and Scheduling Briefs
AP-1514 Order Denying Motion to Correct
598 id598ce.pdf
AP-1251 Extension Order
AP-1246 Order Denying Without Prejudice Request for Extension
AP-1203 Order Finding Good Cause Shown and Setting Briefing Schedule
AP-1158 Order to Show Cause as to Respondent Daniels
AP-1157 Order Following Prehearing Conference
AP-1122 Order to Show Cause as to Respondent Doxey
AP-1104 ORDER POSTPONING HEARING AND SCHEDULING PREHEARING CONFERENCE
AP-1068 Order Scheduling Hearing and Designating Presiding Judge
33-9482
  • 34-70923
 Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8a of the Securities Act of 1933 and Sections 15(b)(6)(a) and 21C of the Securities Exchange Act of 1934
Release Date Release Number Other Release Numbers Name of Document
Respondent's Answer to OIP
Answer (Filed by Respondent Doxey)
Division's Motion for Summary Disposition and Brief in Support
Respondent's Reply to Division's Motion for Summary Disposition
Division's Reply in Further Support of Its Motion for Summary Disposition
Division's Opposition to Respondent Doxey's Petition for Review of Initial Decision
Brief in Support of Petition for Review
Division's Brief in Opposition to Respondent's (Doxey) Petition for Review
id598ce.pdf
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8a of the Securities Act of 1933 and Sections 15(b)(6)(a) and 21C of the Securities Exchange Act of 1934
Notice That Initial Decision Has Become Final
Order Making Findings and Imposing a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b)(6)(a) and 21C of the Securities Exchange Act of 1934
Order Scheduling Hearing and Designating Presiding Judge
ORDER POSTPONING HEARING AND SCHEDULING PREHEARING CONFERENCE
Order to Show Cause as to Respondent Doxey
Order to Show Cause as to Respondent Daniels
Order Following Prehearing Conference
Order Finding Good Cause Shown and Setting Briefing Schedule
Order Denying Without Prejudice Request for Extension
Extension Order
Order Denying Motion to Correct
Order Scheduling Prehearing Conference
Order Following Prehearing Conference
General Prehearing Order
Order Scheduling Prehearing Conference
Order Following Prehearing Conference and Granting Protective Order
Order Scheduling Prehearing Conference
Order as to Hearing Time and Location
Order Designating Settlement Alj
Stay Order
Opinion
Order Granting Petition for Review and Scheduling Briefs

Documents