Administrative Proceeding File No. 3-15613

Respondents

Martin, Julieann Palmer


Release Date	Release Number	Other Release Numbers	Name of Document
March 9, 2015	751		Initial Decision
Oct. 30, 2014	AP-1962		Order On Confidentiality
Sept. 11, 2014	AP-1796		Post-Hearing Order
Sept. 5, 2014	33-9641	34-73015 IC-31242 IC-31241	Order Extending Deadline for Filing Initial Decision
Aug. 18, 2014	AP-1707		Motion to the Commission for an Extension
July 28, 2014	AP-1655		ORDER ON MOTION
July 25, 2014	AP-1651		Order Postponing Hearing
July 7, 2014	AP-1588		Notice to Parties
June 18, 2014	AP-1537		Order On Motion in Limine Regarding Julieann Palmer Martin's Trial Testimony and Motion to Substitute Exhibit
June 3, 2014	AP-1483		Order Following Prehearing Conference
May 27, 2014	AP-1463		Order Scheduling Prehearing Conference Following Rejection of Settlement Offer
March 7, 2014	AP-1290		Order Granting Stay
March 5, 2014	AP-1286		Order Deferring Decision On Joint Motion for Protective Order
Feb. 26, 2014	AP-1272		Order Denying Request for a Second Telephonic Prehearing Conference
Feb. 25, 2014	AP-1268		Notice to Parties
Jan. 2, 2014	AP-1138		Order Following Prehearing Conference
Nov. 26, 2013	AP-1070		Order Postponing Hearing and Scheduling Prehearing Conference
Nov. 15, 2013	AP-1039		Order Scheduling Hearing and Designating Presiding Judge
Nov. 13, 2013	33-9477	34-70868 IC-30783	Order Instituting Administrative and Cease-and-desist Proceedings Pursuant to Section 8a of the Securities Act of 1933, Sections 15(B) and 21c of the Securities Exchange Act of 1934 and Section 9(B) of the Investment Company Act of 1940 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
March 6, 2014			Division's Pretrial Brief
Oct. 6, 2014			Division's Posttrial Brief
March 9, 2015			Initial Decision
Nov. 13, 2013			Order Instituting Administrative and Cease-and-desist Proceedings Pursuant to Section 8a of the Securities Act of 1933, Sections 15(B) and 21c of the Securities Exchange Act of 1934 and Section 9(B) of the Investment Company Act of 1940 and Notice of Hearing
April 21, 2015			Notice That Initial Decision Has Become Final
Nov. 15, 2013			Order Scheduling Hearing and Designating Presiding Judge
Nov. 26, 2013			Order Postponing Hearing and Scheduling Prehearing Conference
Jan. 2, 2014			Order Following Prehearing Conference
Feb. 25, 2014			Notice to Parties
Feb. 27, 2014			Order Denying Request for a Second Telephonic Prehearing Conference
March 5, 2014			Order Deferring Decision On Joint Motion for Protective Order
March 7, 2014			Order Granting Stay
May 27, 2014			Order Scheduling Prehearing Conference Following Rejection of Settlement Offer
June 3, 2014			Order Following Prehearing Conference
June 18, 2014			Order On Motion in Limine Regarding Julieann Palmer Martin's Trial Testimony and Motion to Substitute Exhibit
July 7, 2014			Notice to Parties
July 25, 2014			Order Postponing Hearing
July 28, 2014			ORDER ON MOTION
Aug. 18, 2014			Motion to the Commission for an Extension
Sept. 11, 2014			Post-Hearing Order
Oct. 30, 2014			Order On Confidentiality
Sept. 5, 2014			Order Extending Deadline for Filing Initial Decision