Administrative Proceeding File No. 3-15580

Respondents

Chiasson, Anthony
Release Date Release Number Other Release Numbers Name of Document
IA-4085 ORDER DISMISSING PROCEEDING
IA-3841 Order Granting Petition for Review and Scheduling Briefs
589 Initial Decision
AP-1013 Order Following Prehearing Conference
AP-1005 Order Postponing Hearing and Scheduling Prehearing Conference
AP-985 Order Scheduling Hearing and Designating Presiding Judge
IA-3698 ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 203(f) OF THE INVESTMENT ADVISERS ACT OF 1940 AND NOTICE OF HEARING
Release Date Release Number Other Release Numbers Name of Document
Divison's Motion for Summary Disposition Against Respondent
Memorandum of Points and Authorities in Support of the Divison's Motion for Summary Disposition Against Respondent
Declaration of Matthew J. Watkins
Resp. Anthony Chiasson's Memorandum of Points and Authorities in Response to Division's Motion for Summary Disposition
Declaration of Savannah Stevenson in Support of Resp. Anthony Chiasson's Response to Division's Motion for Summary Disposition with Exhibits A-D
Divison's Reply Memorandum of Law in Further Support of the Division's Motion for Summary Disposition Against Respondent
Declaration of Matthew J. Watkins, with Exhibits 1-4
Respondent's Petition for Review of Initial Decision, with Exhibits A-B
Respondent's Memornadum of Points and Authorities in Support of Respondent's Petition for Review of the Initial Decision
Declaration of Savannah Stevenson in Support of Respondent's Petition for Review of Initial Decision
Division's Memorandum of Points and Authorities in Opposition to Respondent's Petition to Review the Initial Decision
Declaration of Daniel R. Marcus
Respondent's Reply Memorandum of Points and Authorities in Further Support of Respondent's Petition for Review of Initial Decision
Declaration of Savannah Stevenson in Further Support of Respondent's Petition for Review of Initial Decision
Letter of 1/9/15 to OS from Respondent to Supplement His Petition for Review of the ID in Light of the Recent Decision in U.S. v. Newman (Chiasson), No. 13-19170Cr (con) (2d Cir. 12/10/14) Which Overturned Chiasson's Criminal Conviction
Initial Decision
ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 203(f) OF THE INVESTMENT ADVISERS ACT OF 1940 AND NOTICE OF HEARING
Order Scheduling Hearing and Designating Presiding Judge
Order Postponing Hearing and Scheduling Prehearing Conference
Order Following Prehearing Conference
Order Granting Petition for Review and Scheduling Briefs
ORDER DISMISSING PROCEEDING

Documents