Administrative Proceeding File No. 3-15579

Respondents

Gagnon, Stephen E.


Release Date	Release Number	Name of Document
March 12, 2014	573	Initial Decision
Jan. 9, 2014	AP-1153	Postponement Order
Nov. 4, 2013	AP-1017	Postponement Order
Oct. 22, 2013	AP-981	Order Scheduling Hearing and Designating Presiding Judge
Oct. 21, 2013	IA-3697	Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
March 12, 2014			Initial Decision
Oct. 21, 2013			Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
April 23, 2014			Notice that Initial Decision Has Become Final
Oct. 22, 2013			Order Scheduling Hearing and Designating Presiding Judge
Nov. 4, 2013			Postponement Order
Jan. 9, 2014			Postponement Order