Administrative Proceeding File No. 3-15556

Respondents

Geidel, Timothy J.


Release Date	Release Number	Other Release Numbers	Name of Document
April 4, 2014	34-71876	IA-3810	Notice That Initial Decision Has Become Final
Feb. 20, 2014	567		Initial Decision
Jan. 8, 2014	AP-1151		Order Taking Official Notice of a Material Fact Pursuant to 17 C.F.R. § 201.323
Nov. 4, 2013	AP-1019		Order Following Prehearing Conference
Oct. 28, 2013	AP-1002		Order Postponing Hearing and Scheduling Prehearing Conference
Oct. 15, 2013	AP-956		Order Scheduling Hearing and Designating Presiding Judge
Oct. 9, 2013	34-70642	IA-3689	ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 15(b) OF THE SECURITIES EXCHANGE ACT OF 1934 AND SECTION 203(f) OF THE INVESTMENT ADVISERS ACT OF 1940, AND NOTICE OF HEARING


Release Date	Release Number	Other Release Numbers	Name of Document
Nov. 20, 2013			Division's Motion for Summary Disposition
Nov. 20, 2013			Declaration of Michelle L. Ramos in Support of Division's Motion for Summary Disposition, with Exhibits 1-4
Feb. 20, 2014			Initial Decision
Oct. 9, 2013			ORDER INSTITUTING ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 15(b) OF THE SECURITIES EXCHANGE ACT OF 1934 AND SECTION 203(f) OF THE INVESTMENT ADVISERS ACT OF 1940, AND NOTICE OF HEARING
April 4, 2014			Notice That Initial Decision Has Become Final
Oct. 15, 2013			Order Scheduling Hearing and Designating Presiding Judge
Oct. 28, 2013			Order Postponing Hearing and Scheduling Prehearing Conference
Nov. 4, 2013			Order Following Prehearing Conference
Jan. 8, 2014			Order Taking Official Notice of a Material Fact Pursuant to 17 C.F.R. § 201.323