Administrative Proceeding File No. 3-15526
Respondents
Franz, George B., III Ruby Corporation
| Release Date | Release Number | Other Release Numbers | Name of Document |
|---|---|---|---|
| 34-72334 | Order Appointing Tax Administrator | ||
| 34-72058 |
|
Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 203(e), (f), and (k) of the Investment Advisers Act of 1940, Section 21C of the Securities Exchange Act of 1934, and Section 9(b) of the Investment Company Act of 1940 | |
| AP-1254 | Order Staying Proceeding | ||
| AP-1223 | Order Redesignating Presiding Judge | ||
| AP-1227 | Order On Hearing Schedule and Prehearing Conference | ||
| AP-1152 | Order | ||
| AP-1079 | Prehearing Order | ||
| AP-989 | Prehearing Order | ||
| AP-928 | Order Scheduling Hearing and Designating Presiding Judge | ||
| 34-70533 |
|
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 203(e), (f), and (k) of the Investment Advisers Act of 1940, Section 21C of the Securities Exchange Act of 1934, and Section 9(b) of the Investment Company Act of 1940 |