Administrative Proceeding File No. 3-15351

Respondents

The Application of Securities Industry and Financial Markets Association
Release Date Release Number Other Release Numbers Name of Document
34-90087 Sec. Indus. & Fin. Mkts. Ass'n, File No. 3-15364 (June 25, 2013)
34-89504 Order Vacating Prior Order and Requesting Additional Briefs
34-84827 Order
34-73922 Order Denying Consolidation Motions
34-72182 Order Establishing Procedures and Referring Applications for Review to Administrative Law Judge for Additional Proceedings
Release Date Release Number Other Release Numbers Name of Document
NYSE Exchanges' Motion for Stay, Brief in Support, and Declaration of Clare
Saperstain in Support
Consolidated Brief of Applicant Securities Industry and Financial Markets Association in Response to Order Regarding Procedures to Be Adopted in Proceedings
Brief of the Nasdaq Stock Market LLC; Nasdaq OMX PHLX; and EDGX Exchange, Inc. in Response to Comm's Order Regarding Procedures to Be Adopted in Proceedings
Brief of Applicant Securities Industry and Financial Markets Association in Response to Order Regarding Procedures to Be Adopted in Proceedings
Response of New York Stock Exchange LLC, NYSE Arca, Inc., and NYSE MKT LLC to the Commission's Order Regarding Preliminary Matters
Reply Brief of Applicant Securities Industry and Financial Markets Association Regarding Procedures to Be Adopted in Proceedings
Response of NYSE LLC, NYSE ARCA, Inc., and NYSE MKT LLC to Brief of Applicant Securities Industry and Financial Markets Association in Response to Order Regarding Procedures to Be Adopted in Proceedings
Brief of the NASDAQ Stock Market LLC; NASDAQ OMX PHLX; and EDGX Exchange, Inc. in Response to Brief of Applicant Securities Industry and Financial Markets Association in Response to Order Regarding Procedures to Be Adopted in Proceedings
Brief of NASDAQ Stock Market LLC in Opposition to SIFMA's Motion to Consolidate Related Challenges Into Proceeding Before Chief Administrative Law Judge
Reply Brief in Support of Motion by Securities Industry and Financial Markets Association to Consolidate Related Challenges Into Proceeding Before Chief Administrative Law Judge
Notice of Withdrawal and Substitution of Counsel
NASDAQ's Motion for Reconsideration of Order Remanding Challenges to Various
Rule Changes and Directing Exchanges to Develop Procedures
Joinder in New York Stock Exchange LLC, NYSE Arca, Inc., NYSE American LLC,
and NYSE National, lnc.'s Motion to Stay
The Nasdaq Stock Market LLC, Nasdaq PHLX LLC, Nasdaq BX, Inc., Nasdaq ISE,
LLC, Nasdaq GEMX, LLC, and Nasdaq MRX, LLC's Notice of Withdrawal of Motion
for Reconsideration
Notice of Voluntary Dismissal of Applications
Notice of Voluntary Dismissal of Applications
National Securities Exchanges' and National Market System Plans' Response to the Commission's August 7, 2020 Order
Order Establishing Procedures and Referring Applications for Review to Administrative Law Judge for Additional Proceedings
Order Denying Consolidation Motions
Order
Order Vacating Prior Order and Requesting Additional Briefs
Sec. Indus. & Fin. Mkts. Ass'n, File No. 3-15364 (June 25, 2013)

Documents