Administrative Proceeding File No. 3-15168

Respondents

Aesoph, John J., CPA Bennett, Darren M., CPA
Release Date Release Number Other Release Numbers Name of Document
34-84912
  • AAER-4006
 Order Making Findings Pursuant to Section 4C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice
34-84911
  • AAER-4005
 Order Making Findings Pursuant to Section 4C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice
AP-6406 Order Granting Joint Motion for Continuance
AP-6350 Order Following Prehearing Conference
AP-6281 Order Scheduling Prehearing Conference
AP-6189 Stay Order
AP-6086 Order Following Reassignment
AP-5955 Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
AP-5954 Notice from the Chief Administrative Law Judge
34-78490 Opinion of the Commission
34-77882
  • AAER-3774
 Order Scheduling Oral Argument
34-76097 Order Granting Motion to Submit Supplemental Briefing
34-72997
  • AAER-3581
 Order Granting Petitions for Review and Scheduling Briefs
AP-1633 Order
624 Initial Decision
34-71205
  • AAER-3524
 Order Granting Extension
AP-1071 Motion Requesting Extension of Time to File Initial Decision
AP-921 Prehearing Order
AP-898 Prehearing Order
AP-790 THIRD PROTECTIVE ORDER
AP-789 Order
AP-762 Order
34-68605
  • AAER-3436
 ORDER INSTITUTING PUBLIC ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 4C OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 102(e) OF THE COMMISSIONS RULES OF PRACTICE
Release Date Release Number Other Release Numbers Name of Document
Respondent Bennett's Answer and Affirmative Defenses
Respondent Aesoph's Answer and Affirmative Defenses
Division's Prehearing Brief
Respondent Aesoph's Prehearing Brief
Respondent Bennett's Prehearing Brief
Respondent Bennett's Post-Hearing Brief
Respondent's Aesoph's Post-Hearing Brief
Respondent Bennett's Post Hearing Reply Brief
Respondent Aesoph's Post Hearing Reply Brief
Respondent Aesoph's Petition for Review of Initial Decision
Respondent Bennett's Petition for Review of Initial Decision
Division's Petition for Review of Initial Decision
Division's Brief in Support of Petition for Review
Respondent Aesoph's Brief in Support of Petition for Review of Initial Decision
Respondent Bennett's Brief in Support of Petition for Review of Initial Decision
Division's Brief in Opposition to Respondents' Petition for Review
Respondent Aesoph's Brief in Opposition to Division's Brief in Support of Petition for Review
Respondent Bennett's Brief in Opposition to Division's Brief in Support of Petition for Review.
Division's Reply Brief in Support of Its Petition for Review
Respondent Aesoph's Reply Brief in Support of His Petition for Review
Respondent Bennett's Reply Brief in Support of His Petition for Review
Respondents Aesoph's and Bennett's Joint Motion for Leave to Submit Supplemental Briefing
Respondents' Joint Supplemental Brief in Support of Appeal
Division's Response to Respondents' Joint Supplemental Brief in Support of Appeal
Initial Decision
ORDER INSTITUTING PUBLIC ADMINISTRATIVE PROCEEDINGS PURSUANT TO SECTION 4C OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 102(e) OF THE COMMISSIONS RULES OF PRACTICE
Order Scheduling Oral Argument
Order Making Findings Pursuant to Section 4C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice
Order Making Findings Pursuant to Section 4C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice
Order
THIRD PROTECTIVE ORDER
Order
Prehearing Order
Prehearing Order
Motion Requesting Extension of Time to File Initial Decision
Order
Notice from the Chief Administrative Law Judge
Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
Order Following Reassignment
Stay Order
Order Scheduling Prehearing Conference
Order Following Prehearing Conference
Order Granting Joint Motion for Continuance
Order Granting Extension
Order Granting Petitions for Review and Scheduling Briefs
Order Granting Motion to Submit Supplemental Briefing
Opinion of the Commission

Documents