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Administrative Proceeding File No. 3-15024

Respondents

Gerasimowicz, Walter V. Meditron Asset Management, LLC Meditron Management Group, LLC


Release Date	Release Number	Other Release Numbers	Name of Document
Feb. 28, 2017	33-10319	34-80127 IA-4655 IC-32517	Extension Order
Feb. 1, 2017	33-10300	34-79925 IA-4637 IC-32466	Order Requesting
May 8, 2014	33-9583	34-72133 IA-3832 IC-31041	Order Denying Motion for Permission to File Late Petition for Review
July 12, 2013	496		Initial Decision
May 3, 2013	33-9401	34-69506 IA-3601 IC-30505	ORDER MAKING FINDINGS AND IMPOSING REMEDIAL SANCTIONS AND A CEASE-AND-DESIST ORDER PURSUANT TO SECTION 8A OF THE SECURITIES ACT OF 1933, SECTION 21C OF THE SECURITIES EXCHANGE ACT OF 1934, SECTIONS 203(e), 203(f) AND 203(k) OF THE INVESTMENT ADVISER\ S ACT OF 1940, AND SECTION 9(b) OF THE INVESTMENT COMPANY ACT OF 1940 AND ORDERING CONTINUATION OF PROCEEDINGS
Sept. 14, 2012	33-9361	34-67860 IA-3464 IC-30202	ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 8A OF THE SECURITIES ACT OF 1933, SECTION 21C OF THE SECURITIES EXCHANGE ACT OF 1934, SECTIONS 203(e), 203(f) AND 203(k) OF THE INVESTMENT ADVISERS ACT OF 1940, AN\ D SECTION 9(b) OF THE INVESTMENT COMPANY ACT OF 1940


Release Date	Release Number	Other Release Numbers	Name of Document
Nov. 3, 2012			Respondents' Answer
Feb. 4, 2013			Division's Prehearing Brief
May 6, 2013			Division's Damages Brief, with Exhibits A-B, and a Notebook with Selected Exhibits
May 20, 2013			Respondents' Response to Division's Damages Brief
May 20, 2013			Declaration of Walter Gerasimowicz in Support of Respondents' Response to Division's Damages Brief
May 20, 2013			Declaration of Jerelyn Creutz in Support of Respondents' Response to Division's Damages Brief
June 3, 2013			Division's Reply in Further Support of Division's Application for Damages
June 27, 2013			Surreply in Further Support of Respondents' Response to Division's Application for Damages
March 19, 2014			Respondent Gerasimowicz's Motion for Permission to File Late Petition for Review
April 7, 2014			Respondent Gerasimowicz's Motion in Support of His Petition for Late Review and in Opposition to the Division's Late Motion to Oppose Same, with Exhibits 1-2
Feb. 28, 2017			Division's Memorandum of Law With Respect to the NRSRO and Municipal Advisor Bars
July 12, 2013			Initial Decision
Sept. 14, 2012			ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 8A OF THE SECURITIES ACT OF 1933, SECTION 21C OF THE SECURITIES EXCHANGE ACT OF 1934, SECTIONS 203(e), 203(f) AND 203(k) OF THE INVESTMENT ADVISERS ACT OF 1940, AN\ D SECTION 9(b) OF THE INVESTMENT COMPANY ACT OF 1940
Sept. 17, 2013			Finality Order
May 3, 2013			ORDER MAKING FINDINGS AND IMPOSING REMEDIAL SANCTIONS AND A CEASE-AND-DESIST ORDER PURSUANT TO SECTION 8A OF THE SECURITIES ACT OF 1933, SECTION 21C OF THE SECURITIES EXCHANGE ACT OF 1934, SECTIONS 203(e), 203(f) AND 203(k) OF THE INVESTMENT ADVISER\ S ACT OF 1940, AND SECTION 9(b) OF THE INVESTMENT COMPANY ACT OF 1940 AND ORDERING CONTINUATION OF PROCEEDINGS
Feb. 28, 2017			Extension Order
Feb. 1, 2017			Order Requesting
May 8, 2014			Order Denying Motion for Permission to File Late Petition for Review

Documents