Administrative Proceeding File No. 3-15015

Respondents

Bresner, Michael Calabro, Ralph Konner, Jason Koutsoubos, Dimitrios
Release Date Release Number Other Release Numbers Name of Document
33-9798
  • 34-75076
  • IC-31657
 33-9798.pdf
33-9518
  • 34-71392
  • IA-3761
  • IC-30892
 Order Granting Extension to File Brief in Support of Petition for Review
33-9509 Order Granting Petitions for Review and Scheduling Briefs
517 Initial Decision
33-9463
  • 34-70621
  • IA-3687
  • IC-30741
 Order Granting Second Extension
AP-873 Order on Respondent Michael Bresner's Motion for Protective Order
AP-854 Second Motion to Commission for Extension
33-9413
  • 34-69940
  • IA-3621
  • IC-30591
 Order Granting Extension
AP-765 Order
33-9376
  • 34-68464
  • IA-3518
  • IC-30307
 ORDER DENYING MOTION OF MICHAEL BRESNER TO SEVER PROCEEDINGS
3-15015 Order on Respondent Koutsouboss Request to Issue Five Subpoenas Duces Tecum
3-15015 ORDER DENYING RESPONDENT MICHAEL BRESNERS MOTION TO DISMISS
33-9359
  • 34-67810
  • IA-3461
  • IC-30197
 ORDER INSTITUTING PUBLIC ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 8A OF THE SECURITIES ACT OF 1933, SECTIONS 15(b) AND 21C OF THE SECURITIES EXCHANGE ACT OF 1934, SECTION 203(f) OF THE INVESTMENT ADVISERS ACT OF 1940, AND SE\
CTION 9(b) OF THE INVESTMENT COMPANY ACT OF 1940
Release Date Release Number Other Release Numbers Name of Document
Resp Bresner's Answer and Defenses to the OIP
Resp Konner's Answer
Resp Calabro's Answer to OIP
Resp Koutsoubos's Answer
Div's Prehearing Brief
Resp Calabro's Pre Hearing Brief
Resp Koutsoubos' Prehearing Brief
Resp Bresner's Prehearing Brief
Resp Konner's Prehearing Brief
Div's Initial Post-Hearing Brief
Resp Koutsoubos' Post-Hearing Brief
Resp Calabro's Initial Post-Hearing Brief
Resp Konner's Post-Hearing Brief
Resp Bresner's Post-Hearing Brief
Resp Bresner's Reply to the Div's Post-Hearing Brief
Resp Calabro's Reply Brief
Resp Koutsoubos' Reply Brief
Div's Brief in Response to the Initial Post-Hearing Briefs of Resps Bresner, Calabro, Konner and Koutsoubos
Resp Konner's Reply Brief
Resp. Ralph Calabro's Petition for Review
Resp. Jason Konner's Petition for Review of Initial Decision Dated Nov. 8, 2013
Resp. Dimitrios Koutsoubos' Petition for Review
Respondent Ralph Calabro's Opening Brief in Support of Petition for Review
Respondent Jason Konner's Brief in Support of Reversal of Initial Decision Dated November 8, 2013
Brief of Respondent Dimitrios Koutsoubos in Support of Petition for Review
Division's Opposition Brief in Response to Respondent Jason Kanner's Brief in Support of Reversal of Initial Decision Dated Nov. 8, 2013
Division's Opposition Brief in Response to Respondent Dimitrios Koutsoubos' Brief in Support of Petition for Review
Division's Brief in Response to Respondent Calabro's Opening Brief in Support of His Petition for Review
Respondent Jason Kanner's Reply Brief in Further Support of Reversal of Initial Decision Dated 11/8/13
Reply Brief of Dimitrios Koutsoubos in Support of Petition for Review
Respondent Ralph Calabro's Reply Brief in Further Support of Petition for Review
Initial Decision
ORDER INSTITUTING PUBLIC ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS PURSUANT TO SECTION 8A OF THE SECURITIES ACT OF 1933, SECTIONS 15(b) AND 21C OF THE SECURITIES EXCHANGE ACT OF 1934, SECTION 203(f) OF THE INVESTMENT ADVISERS ACT OF 1940, AND SE\
CTION 9(b) OF THE INVESTMENT COMPANY ACT OF 1940
Notice that Initial Decision has Become Final
ORDER DENYING RESPONDENT MICHAEL BRESNERS MOTION TO DISMISS
Order on Respondent Koutsouboss Request to Issue Five Subpoenas Duces Tecum
Second Motion to Commission for Extension
Order on Respondent Michael Bresner's Motion for Protective Order
ORDER DENYING MOTION OF MICHAEL BRESNER TO SEVER PROCEEDINGS
Order Granting Extension
Order Granting Second Extension
Order Granting Petitions for Review and Scheduling Briefs
Order Granting Extension to File Brief in Support of Petition for Review
33-9798.pdf

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