Administrative Proceeding File No. 3-15003

Respondents

Bogar, Daniel Young, Bernerd E. Green, Jason T.
Release Date Release Number Other Release Numbers Name of Document
33-10116
  • 34-78440
  • IA-4466
  • IC-32199
 Partial Stay Order
33-10060
  • 34-77442
  • IA-4358
  • IC-32050
 Opinion of the Commission
33-10006
  • 34-76948
  • IA-4320
  • IC-31971
 Order Scheduling Oral Argument
33-9484
  • 34-70934
  • IA-3722
  • IC-30805
 Extension Order
33-9469 Order Granting Petition for Review and Scheduling Briefs
AP-836 ORDER
502 id502cff.pdf
34-69953 Order Granting Extension
AP-766 MOTION TO COMMISSION FOR EXTENSION
AP-745 Order
AP-740 Order
33-9356
  • 34-67769
  • IA-3453
  • IC-30190
 ORDER INSTITUTING ADMINISTRATIVE AND CEASE-ANDDESIST PROCEEDINGS PURSUANT TO SECTION 8A OF THE SECURITIES ACT OF 1933, SECTIONS 15(b) AND 21C OF THE SECURITIES EXCHANGE ACT OF 1934, SECTIONS 203(f) AND 203(k) OF THE INVESTMENT ADVISERS ACT OF 1940, \
AND SECTION 9(b) OF THE INVESTMENT COMPANY ACT OF 1940
Release Date Release Number Other Release Numbers Name of Document
Resp Young's Answer to the OIP
Resp Bogar's Answer
Resp Green's Answer
Div's Post-Hearing Brief
Resp Green's Proposed Conclusions of Law and Fact and Initial Post-Hearing Brief
Resp Bogar's Post-Hearing Brief
Div's Post-Hearing Response Brief
Resp Green's Post-Hearing Reply Brief
Resp Bogar's Post-Hearing Reply Brief
Resp Young's Response to Div's Post-Hearing Brief Dated 4/5/13
Division's Brief in Opposition to Bernerd E. Young's Brief in Support of His Petition for Review of Initial Decision
Resp. Young's Petition for Review
Respondent Bernerd E. Young's Reply Brief to the Division's Brief in Opposition to Bernerd E. Young's Brief in Support of His Petition for Review of Initial Decision
Respondent Bernerd E. Young's Brief in Support of His Petition for Review
id502cff.pdf
ORDER INSTITUTING ADMINISTRATIVE AND CEASE-ANDDESIST PROCEEDINGS PURSUANT TO SECTION 8A OF THE SECURITIES ACT OF 1933, SECTIONS 15(b) AND 21C OF THE SECURITIES EXCHANGE ACT OF 1934, SECTIONS 203(f) AND 203(k) OF THE INVESTMENT ADVISERS ACT OF 1940, \
AND SECTION 9(b) OF THE INVESTMENT COMPANY ACT OF 1940
Notice That Initial Decision Has Become Final
Extension Order
Order Scheduling Oral Argument
Order
Order
MOTION TO COMMISSION FOR EXTENSION
ORDER
Opinion of the Commission
Partial Stay Order
Order Granting Petition for Review and Scheduling Briefs
Order Granting Extension

Documents