Administrative Proceeding File No. 3-14880

Respondents

Jantzen, John
Release Date Release Number Other Release Numbers Name of Document
34-82201 Order Denying Motion to Modify Bar from Association with a Broker-Dealer and Vacating Collateral Bars
34-81384 Order Scheduling Briefs
AP-4894 Order Regarding Modification of Associational Bar
472 id472ce.pdf
3-14880 ORDER DENYING RESPONDENTS MOTION REQUESTING RELEASE OF INFORMATION WITHOUT PREJUDICE
34-66991 Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Respondent's Request for Modification/Relief in Associational Bar, with Exhibit 1 and Proposed Order
Response of the Division of Enforcement to Request for Modification/Relief in Respect to Associational Bar
id472ce.pdf
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
NOTICE THAT INITIAL DECISION HAS BECOME FINAL
ORDER DENYING RESPONDENTS MOTION REQUESTING RELEASE OF INFORMATION WITHOUT PREJUDICE
Order Regarding Modification of Associational Bar
Order Scheduling Briefs
Order Denying Motion to Modify Bar from Association with a Broker-Dealer and Vacating Collateral Bars

Documents