Administrative Proceeding File No. 3-14680

Respondents

Calhoun Asset Management, LLC and Ward, Krista Lynn, a/k/a Krista Lynn Karnezis


Release Date	Release Number	Other Release Numbers	Name of Document
Jan. 11, 2024	33-11264	34-99322 IA-6528 IC-35088	Order Denying Motion to Vacate Settled Order But Vacating Collateral Bars
Oct. 13, 2020	34-90162		Extension Order
Oct. 2, 2020	33-10870	34-90078 IA-5604 IC-34042	Order Scheduling Briefs
July 9, 2012	33-9333	34-67377 IA-3428 IC-30131	Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Act of 1934, Sections 203(e) and 203(k) of the Investment Advisors Act of 1940, and Sec
Dec. 29, 2011	33-9290	34-66066 IA-3345 IC-29895	Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Act of 1934, Sections 203(e) and 203(k) of the Investment Advisors Act of 1940, and Section 9(b) of the


Release Date	Release Number	Other Release Numbers	Name of Document
July 16, 2020			Respondent Ward's Motion to Vacate
Nov. 7, 2020			Division of Enforcement's Opposition to Motion to Vacate
Nov. 21, 2020			Respondent Ward's Reply ISO Motion to Vacate
Dec. 29, 2011			Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Act of 1934, Sections 203(e) and 203(k) of the Investment Advisors Act of 1940, and Section 9(b) of the
July 9, 2012			Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Act of 1934, Sections 203(e) and 203(k) of the Investment Advisors Act of 1940, and Sec
Oct. 2, 2020			Order Scheduling Briefs
Oct. 13, 2020			Extension Order