Administrative Proceeding File No. 3-12400

Respondents

Prudential Equity Group, LLC f/k/a Prudential Securities Inc.
Release Date Release Number Other Release Numbers Name of Document
34-81444 Order Authorizing the Transfer to the U.S. Treasury of the Remaining Funds and Any Funds Returned to the Distribution Fund in the Future, Discharging the Fund Administrator, and Terminating the Distribution Fund
34-64328 ORDER DIRECTING DISBURSEMENT OF DISTRIBUTION FUND
34-62848 ORDER DIRECTING DISBURSEMENT OF DISTRIBUTION FUND
34-62551 Order Directing Disbursement of Distribution Fund
34-62265 Order Directing Disbursement of Distribution Fund
34-61974 Corrected Order Directing Disbursement of Distribution Fund
34-61691 CORRECTED ORDER DIRECTING DISBURSEMENT OF DISTRIBUTION FUND
34-61501 ORDER APPROVING DISTRIBUTION PLAN, APPOINTING A FUND ADMINISTRATOR, AND WAIVING BOND
34-61117 34-61117
34-54470 Order Appointing Tax Administrator
33-8734 33-8734.pdf
33-8733 33-8733.pdf
34-54371
  • 33-8733
 ORDER INSTITUTING ADMINISTRATIVE
PROCEEDINGS, MAKING FINDINGS, AND
IMPOSING REMEDIAL SANCTIONS PURSUANT
TO SECTION 15(b) OF THE SECURITIES
EXCHANGE ACT OF 1934
Release Date Release Number Other Release Numbers Name of Document
Release Nos. 33-8733
and 33-8734
Order Appointing Tax Administrator
ORDER INSTITUTING ADMINISTRATIVE
PROCEEDINGS, MAKING FINDINGS, AND
IMPOSING REMEDIAL SANCTIONS PURSUANT
TO SECTION 15(b) OF THE SECURITIES
EXCHANGE ACT OF 1934
ORDER DIRECTING DISBURSEMENT OF DISTRIBUTION FUND
Order Directing Disbursement of Distribution Fund
Order Directing Disbursement of Distribution Fund
Corrected Order Directing Disbursement of Distribution Fund
CORRECTED ORDER DIRECTING DISBURSEMENT OF DISTRIBUTION FUND
ORDER DIRECTING DISBURSEMENT OF DISTRIBUTION FUND
Order Authorizing the Transfer to the U.S. Treasury of the Remaining Funds and Any Funds Returned to the Distribution Fund in the Future, Discharging the Fund Administrator, and Terminating the Distribution Fund

Documents