ALJ Orders
During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.
View orders arranged by date below.
Related Resources
Date Sort ascending | Respondents |
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Release No.
3-11634
File Number:
3-11634
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Release No.
3-11012
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Release No.
3-11650
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Release No.
3-11626
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Release No.
3-11560
File Number:
3-11560
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Release No.
3-11616
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Release No.
3-11537
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Release No.
3-11584
File Number:
3-11584
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Release No.
3-11330
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Release No.
3-11567
File Number:
3-11567
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Release No.
3-11553
File Number:
3-11553
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Release No.
3-11543
File Number:
3-11543
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Release No.
3-10624
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Release No.
3-11179
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Release No.
3-11537
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Release No.
3-11537
File Number:
3-11537
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Release No.
3-11471
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Release No.
3-11346
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Release No.
3-11465
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Release No.
3-11468
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Release No.
3-11465
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Release No.
3-11501
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Release No.
3-11471
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Release No.
3-11491
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Release No.
3-11462
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Release No.
3-11501
File Number:
3-11501
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Release No.
3-11503
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Release No.
3-11487
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Release No.
3-11463
File Number:
3-11463
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Release No.
3-11465
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Release No.
3-11420
File Number:
3-11420
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Release No.
3-11487
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Release No.
3-11443
File Number:
3-11443
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Release No.
3-11437
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Release No.
3-11465
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Release No.
3-11459
File Number:
3-11459
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Release No.
3-11460
File Number:
3-11460
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Release No.
3-11403
File Number:
3-11403
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Release No.
3-11442
File Number:
3-11442
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Release No.
3-11367
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Release No.
3-11361
File Number:
3-11361
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Release No.
3-11346
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Release No.
3-11442
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Release No.
3-11433
File Number:
3-11433
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Release No.
3-11432
File Number:
3-11432
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Release No.
3-11084
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Release No.
3-11367
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Release No.
3-11317
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Release No.
3-11420
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Release No.
3-11361
File Number:
3-11361
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Release No.
3-11420
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Release No.
3-11317
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Release No.
3-11361
File Number:
3-11361
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Release No.
3-11385
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Release No.
3-11317
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Release No.
3-11084
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Release No.
3-11317
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Release No.
3-11317
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Release No.
3-11346
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Release No.
3-11330
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Release No.
3-11330
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Release No.
3-11390
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Release No.
3-11343
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Release No.
3-11367
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Release No.
3-11310
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Release No.
3-11317
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Release No.
3-11361
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Release No.
3-11355
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Release No.
3-11084
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Release No.
3-11347
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Release No.
3-11377
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Release No.
3-11319
File Number:
3-11319
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Release No.
3-11366
File Number:
3-11366
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Release No.
3-11365
File Number:
3-11365
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Release No.
3-11347
File Number:
3-11347
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Release No.
3-11259
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Release No.
3-11366
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Release No.
3-11367
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Release No.
3-11346
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Release No.
3-11317
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Release No.
3-11259
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Release No.
3-11084
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Release No.
3-11234
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Release No.
3-11084
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Release No.
3-11330
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Release No.
3-11084
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Release No.
3-11330
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Release No.
3-11330
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Release No.
3-11283
File Number:
3-11283
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Release No.
3-11317
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Release No.
3-10624
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Release No.
3-11063
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Release No.
3-11201
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Release No.
3-11201
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Release No.
3-11194
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Release No.
3-11201
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Release No.
3-11213
File Number:
3-11213
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Release No.
3-11210
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Release No.
3-11259
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Release No.
3-11179
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