ALJ Orders
During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.
View orders arranged by date below.
Related Resources
Date Sort ascending | Respondents |
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Release No.
3-14681
File Number:
3-14681
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Release No.
3-14824
File Number:
3-14824
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Release No.
3-14826
File Number:
3-14826
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Release No.
3-14825
File Number:
3-14825
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Release No.
3-14867
File Number:
3-14867
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Release No.
3-14848
File Number:
3-14848
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Release No.
3-14874
File Number:
3-14874
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Release No.
3-14721
File Number:
3-14721
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Release No.
3-14744
File Number:
3-14744
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Release No.
3-14813
File Number:
3-14813
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Release No.
3-14843
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Release No.
3-10624
File Number:
3-10624
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Release No.
3-14809
File Number:
3-14809
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Release No.
3-14786
File Number:
3-14786
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Release No.
3-14809
File Number:
3-14809
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Release No.
3-14697
File Number:
3-14697
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Release No.
3-14720
File Number:
3-14720
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Release No.
3-14815
File Number:
3-14815
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Release No.
3-14763
File Number:
3-14763
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Release No.
3-14805
File Number:
3-14805
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Release No.
3-14804
File Number:
3-14804
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Release No.
3-14806
File Number:
3-14806
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Release No.
3-14817
File Number:
3-14817
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Release No.
3-14789
File Number:
3-14789
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Release No.
3-14794
File Number:
3-14794
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Release No.
3-14720
File Number:
3-14720
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Release No.
3-14728
File Number:
3-14728
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Release No.
3-14715
File Number:
3-14715
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Release No.
3-14653
File Number:
3-14653
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Release No.
3-14765
File Number:
3-14765
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Release No.
3-14803
File Number:
3-14803
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Release No.
3-14782
File Number:
3-14782
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Release No.
3-14735
File Number:
3-14735
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Release No.
3-14767
File Number:
3-14767
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Release No.
3-14725
File Number:
3-14725
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Release No.
3-14771
File Number:
3-14771
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Release No.
3-14726
File Number:
3-14700
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Release No.
3-14786
File Number:
3-14786
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Release No.
3-14730
File Number:
3-14730
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Release No.
3-14726
File Number:
3-14726
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Release No.
3-14429
File Number:
3-14429
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Release No.
3-14770
File Number:
3-14770
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Release No.
3-14768
File Number:
3-14768
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Release No.
3-14732
File Number:
3-14732
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Release No.
3-14702
File Number:
3-14702
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Release No.
3-14672
File Number:
3-14672
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Release No.
3-14340
File Number:
3-14340
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Release No.
3-14619
File Number:
3-14619
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Release No.
3-14722
File Number:
3-14722
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Release No.
3-14729
File Number:
3-14729
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Release No.
3-14139
File Number:
3-14139
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Release No.
3-14647
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Release No.
3-14736
File Number:
3-14736
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Release No.
3-14758
File Number:
3-14758
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Release No.
3-14587, AP-693
File Number:
3-14587
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Release No.
3-14744
File Number:
3-14744
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Release No.
3-14712
File Number:
3-14712
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Release No.
3-14676
File Number:
3-14676
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Release No.
3-14648
File Number:
3-14648
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Release No.
3-14619
File Number:
3-14619
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Release No.
3-14637
File Number:
3-14637
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Release No.
3-14652
File Number:
3-14652
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Release No.
3-14661
File Number:
3-14661
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Release No.
3-14355
File Number:
3-14355
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Release No.
3-14646
File Number:
3-14646
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Release No.
3-14533
File Number:
3-14533
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Release No.
3-14661
File Number:
3-14661
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Release No.
3-14656
File Number:
3-14656
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Release No.
3-14601
File Number:
3-14601
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Release No.
3-14617
File Number:
3-14617
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Release No.
3-14634
File Number:
3-14634
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Release No.
3-14473
File Number:
3-14473
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Release No.
3-14622
File Number:
3-14622
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Release No.
3-14581, AP-689
File Number:
3-14581
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Release No.
3-14616
File Number:
3-14616
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Release No.
3-14432
File Number:
3-14432
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Release No.
3-14608
File Number:
3-14608
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Release No.
3-14584
File Number:
3-14584
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Release No.
3-14595
File Number:
3-14595
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Release No.
3-14606
File Number:
3-14606
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Release No.
3-14587
File Number:
3-14587
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Release No.
3-14579
File Number:
3-14579
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Release No.
3-14588
File Number:
3-14588
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Release No.
3-14534
File Number:
3-14534
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Release No.
3-14580
File Number:
3-14580
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Release No.
3-14568
File Number:
3-14568
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Release No.
3-14537
File Number:
3-14537
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Release No.
3-14538
File Number:
3-14538
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Release No.
3-14476
File Number:
3-14476
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Release No.
3-14555
File Number:
3-14555
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Release No.
3-14390
File Number:
3-14390
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Release No.
3-14401, AP-686
File Number:
3-14401
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Release No.
3-14361
File Number:
3-14361
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Release No.
3-14536
File Number:
3-14536
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Release No.
3-14432
File Number:
3-14432
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Release No.
3-14539
File Number:
3-14539
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Release No.
3-14546
File Number:
3-14546
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Release No.
3-14556
File Number:
3-14556
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Release No.
3-14513
File Number:
3-14513
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Release No.
3-14503
File Number:
3-14503
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