ALJ Orders

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

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Date Sort ascending	Respondents
Feb. 15, 2018	Lathen, Donald F. ("Jay") Jr. Eden Arc Capital Management, LLC Eden Arc Capital Advisors, LLC Release No. AP-5601 File Number: 3-17387
Feb. 15, 2018	Bank, Daryl G., Jones, Bobby D. Release No. AP-5610 File Number: 3-18175, 3-18236
Feb. 15, 2018	Kon, Alexander Release No. AP-5606 File Number: 3-17674
Feb. 15, 2018	Herman, Rosalind Release No. AP-5602 File Number: 3-17828
Feb. 15, 2018	Daspin, Edward M. (a/k/a "Edward (Ed) Michael") Agostini, Luigi Lux, Lawrence R. Release No. AP-5607 File Number: 3-16509
Feb. 15, 2018	Pruitt, David, CPA Release No. AP-5603 File Number: 3-17950
Feb. 15, 2018	Bank, Daryl G., Jones, Bobby D. Release No. AP-5608 File Number: 3-18175, 3-18236
Feb. 15, 2018	Aja Cannafacturing, Inc. Montalvo Spirits, Inc. Sanook Enterprises, Inc. (n/k/a Applife Digital, Inc.) Spire Technologies, Inc. Release No. AP-5604 File Number: 3-18078
Feb. 14, 2018	Bluforest, Inc. Release No. AP-5588 File Number: 3-17558
Feb. 14, 2018	Gamzio Mobile, Inc. Gold Hill Resources, Inc. Release No. AP-5589 File Number: 3-18170
Feb. 14, 2018	Baker, Robert L. Herrera, Jacob B. Bowen, Michael D. Ballard, Terrence A. Release No. AP-5598 File Number: 3-17716
Feb. 14, 2018	Digital Brand Media & Marketing Group, Inc. Intellicell Biosciences, Inc. Release No. AP-5594 File Number: 3-17990
Feb. 14, 2018	Guardian 8 Holdings Idaho North Resources Corporation Mecklermedia Corporation Verde Science, Inc. Release No. AP-5590 File Number: 3-18221
Feb. 14, 2018	Pruitt, David, CPA Release No. AP-5599 File Number: 3-17950
Feb. 14, 2018	Kon, Alexander Release No. AP-5595 File Number: 3-17674
Feb. 14, 2018	BioElectronics Corp. IBEX, LLC St. John's, LLC Whelan, Andrew J. Whelan Kelly A., CPA Bedwell, Robert P., CPA Release No. AP-5591 File Number: 3-17104
Feb. 14, 2018	Och-Ziff Capital Management Group LLC Oz Management LP Och, Daniel S. Frank, Joel M. Release No. AP-5600 File Number: 3-17595
Feb. 14, 2018	Shkreli, Martin Release No. AP-5596 File Number: 3-18127
Feb. 14, 2018	Vitale, Joseph Release No. AP-5592 File Number: 3-18252
Feb. 14, 2018	Angel Oak Capital Partners, LLC Peraza Capital and Investment, LLC Prabhu, Sreeniwas Wells, David W. Release No. AP-5597 File Number: 3-17849
Feb. 14, 2018	Winkelmann, James A. Sr. Blue Ocean Portfolios, LLC Release No. AP-5593 File Number: 3-17253
Feb. 13, 2018	Neman, Shervin Neman Financial, Inc. Release No. AP-5584 File Number: 3-17699
Feb. 13, 2018	Axiom Oil & Gas Corp. GEI Global Energy Corp. Ironwood Gold Corp. Surge Global Energy, Inc. Release No. AP-5585 File Number: 3-18096
Feb. 13, 2018	Bohai Pharmaceuticals Group Inc. Release No. AP-5586 File Number: 3-18151
Feb. 13, 2018	Kon, Alexander Release No. AP-5587 File Number: 3-17674
Feb. 13, 2018	Engage Eco Solutions, Inc. Old Stone Corporation Teltronics, Inc. (n/k/a Forerunner Technologies Inc.) Xunna Information Technology, Inc. Release No. AP-5583 File Number: 3-18191
Feb. 12, 2018	Hallas, Demitrios Release No. AP-5580 File Number: 3-18229
Feb. 12, 2018	Teran, Alfred C. Release No. AP-5581 File Number: 3-18098
Feb. 12, 2018	China Du Kang Co., Ltd. Release No. AP-5582 File Number: 3-18106
Feb. 9, 2018	Abakan, Inc. Car Monkeys Group CN Dragon Corp. Western Graphite, Inc. Release No. AP-5579 File Number: 3-18327
Feb. 8, 2018	Moses, Michael S. Release No. AP-5578 File Number: 3-18361
Feb. 7, 2018	Lubin, David Release No. AP-5577 File Number: 3-18070
Feb. 7, 2018	American Nano Silicon Technologies, Inc. American Soil Technologies, Inc. Andalay Solar, Inc. Crimson Forest Entertainment Group, Inc. Release No. AP-5574 File Number: 3-18326
Feb. 7, 2018	Altona Resources, Inc. APEX 10, Inc. APEX 11, Inc. Clone Algo, Inc. Release No. AP-5575 File Number: 3-18339
Feb. 7, 2018	California Mines Corp. Cindisue Mining Corp. Dune Energy, Inc. Release No. AP-5576 File Number: 3-18360
Feb. 6, 2018	Lathen, Donald F. ("Jay") Jr. Eden Arc Capital Management, LLC Eden Arc Capital Advisors, LLC Release No. AP-5572 File Number: 3-17387
Feb. 6, 2018	Holder, Cynthia, CPA Wada, Jeffrey, CPA Middendorf, David, CPA Whittle, Thomas, CPA Britt, David, CPA Release No. AP-5573 File Number: 3-18346
Feb. 6, 2018	Smith, Jeffrey D. Carswell, Joseph Fullard, Michael W. Release No. AP-5569 File Number: 3-18271
Feb. 6, 2018	Nadel, Warren D. Release No. AP-5570 File Number: 3-17883
Feb. 6, 2018	Blacksands Petroleum, Inc. China Education Alliance, Inc. DoMark International, Inc. East Coast Diversified Corp. Release No. AP-5571 File Number: 3-18333
Feb. 5, 2018	Ambicom Holdings, Inc. Arrow Cars International, Inc. CDEX, Inc. EFactor Group Corp. iCoreConnect Inc. (a/k/a iMedicor Inc. or Vemics Inc.) Release No. AP-5568 File Number: 3-18336
Feb. 2, 2018	GO EZ Corporation Green St. Energy, Inc. Hyperview Ltd. Imogo Mobile Technologies Corp. Release No. AP-5565 File Number: 3-18204
Feb. 2, 2018	Canwealth Minerals Corp. Cubed, Inc. Eco Integrated Technologies, Inc. Enviro Cleanse, Inc. Release No. AP-5566 File Number: 3-18353
Feb. 2, 2018	Fox, Joseph J. Release No. AP-5564 File Number: 3-16795
Feb. 2, 2018	Reyftmann, Gregory Release No. AP-5567 File Number: 3-17959
Feb. 1, 2018	American Magna Corp. Bioneutral Group, Inc. Livingventures, Inc. Oryon Technologies, Inc. Release No. AP-5562 File Number: 3-18105
Feb. 1, 2018	Shkreli, Martin Release No. AP-5563 File Number: 3-18127
Feb. 1, 2018	Nadel, Warren D. Release No. AP-5561 File Number: 3-17883
Jan. 31, 2018	Holder, Cynthia, CPA Wada, Jeffrey, CPA Middendorf, David, CPA Whittle, Thomas, CPA Britt, David, CPA Release No. AP-5558 File Number: 3-18346
Jan. 31, 2018	Global Digital Solutions, Inc. Release No. AP-5559 File Number: 3-18325
Jan. 31, 2018	Creator Capital Ltd. Release No. AP-5560 File Number: 3-18189
Jan. 31, 2018	ARX Gold Corporation Release No. AP-5556 File Number: 3-18185
Jan. 31, 2018	China Hefeng Rescue Equipment, Inc. Greenworld Development, Inc. Mountain National Bancshares, Inc. UCP Holdings, Inc. Release No. AP-5557 File Number: 3-18179
Jan. 30, 2018	dELiA*s Inc. Global Energy, Inc. Release No. AP-5553 File Number: 3-18037
Jan. 30, 2018	Tintic Gold Mining Company Release No. AP-5554 File Number: 3-18157
Jan. 30, 2018	Altona Resources, Inc. APEX 10, Inc. APEX 11, Inc. Clone Algo, Inc. Release No. AP-5555 File Number: 3-18339
Jan. 30, 2018	Cono Italiano, Inc. Native American Energy Group, Inc. Plures Technologies, Inc. Secured Technology Innovations Corp. Release No. AP-5552 File Number: 3-18177
Jan. 29, 2018	Holder, Cynthia, CPA Wada, Jeffrey, CPA Middendorf, David, CPA Whittle, Thomas, CPA Britt, David, CPA Release No. AP-5546 File Number: 3-18346
Jan. 29, 2018	Accelerated Aquisition Inc. XVII, (a/k/a Accelerated Aquisition XVII, Inc.) Ambassadors International, Inc. L & L Energy, Inc. Lihua International, Inc. Release No. AP-5547 File Number: 3-18146
Jan. 29, 2018	Harris, Talman, Alfaya, Victor Release No. AP-5548 File Number: 3-17874, 3-17875
Jan. 29, 2018	Snisky, Gary C. Release No. AP-5549 File Number: 3-17645
Jan. 29, 2018	Can-Cal Resources Ltd. China Fruits Corp. Skystar Bio-Pharmaceutical Co. Release No. AP-5545 File Number: 3-18017
Jan. 29, 2018	Penny Auction Solutions, Inc. Sebring Software, Inc. Studio II Brands, Inc. Release No. AP-5550 File Number: 3-18202
Jan. 29, 2018	CellCyte Genetics Corp. China Pediatric Pharmaceuticals, Inc. Hawker Energy, Inc. Release No. AP-5551 File Number: 3-18141
Jan. 26, 2018	Hall, David S., P.C. d/b/a the Hall Group CPAs Hall, David S., CPA Cochran, Michelle L. Helterbran, CPA Cisneros, Susan A. Release No. AP-5544 File Number: 3-17228
Jan. 26, 2018	Vitale, Joseph Release No. AP-5540 File Number: 3-18252
Jan. 26, 2018	Kung Fu Dragon Group Limited Release No. AP-5536 File Number: 3-18091
Jan. 26, 2018	Aervision Holdings, Inc. Amalgamated Pictures Corp. American Patriot Financial Group, Inc. Asia8, Inc. Release No. AP-5541 File Number: 3-18199
Jan. 26, 2018	Herman, Rosalind Release No. AP-5537 File Number: 3-17828
Jan. 26, 2018	Icon Vapor, Inc. POWRtec International Corp. Silvergraph International, Inc. Walter Energy, Inc. (n/k/a New WEI. Inc.) Release No. AP-5542 File Number: 3-18210
Jan. 26, 2018	Briner, John, Esq. Dalmy, Diane. Esq. De Joya Griffith, LLC De Joya, Arthur, CPA Griffith, Jason, CPA Whetman, Chris, CPA Zhang, Philip, CPA M&K CPAs, PLLC Manis, Matt, CPA Ridenour, Jon, CPA Ortego, Ben, CPA Release No. AP-5538 File Number: 3-16339
Jan. 26, 2018	Natural Blue Resources, Inc. Cohen, James E. Corazzi, Joseph A Release No. AP-5534 File Number: 3-15974
Jan. 26, 2018	Digital Brand Media & Marketing Group, Inc. Intellicell Biosciences, Inc. Release No. AP-5543 File Number: 3-17990
Jan. 26, 2018	Lloyd, Paul Edward "Ed", Jr., CPA Release No. AP-5539 File Number: 3-16182
Jan. 26, 2018	Black Diamond Asset Management LLC Wilson, Robert Release No. AP-5535 File Number: 3-18099
Jan. 25, 2018	Neurologix, Inc. Organic Alliance, Inc. Zinco do Brasil, Inc. Release No. AP-5529 File Number: 3-18180
Jan. 25, 2018	Saving2Retire, LLC Young, Marian P. Release No. AP-5530 File Number: 3-17352
Jan. 25, 2018	Pruitt, David, CPA Release No. AP-5526 File Number: 3-17950
Jan. 25, 2018	Biovest International, Inc. Olie Inc. (n/k/a Syndicate Business Development Corp.) Stargate Entertainment, Inc. Three Sigma Ventures, Inc. Release No. AP-5527 File Number: 3-17935
Jan. 25, 2018	Immunoclin Corp. Intelligent Living America, Inc. Ivanhoe Energy, Inc. Release No. AP-5528 File Number: 3-18190
Jan. 25, 2018	Lathen, Donald F. ("Jay") Jr. Eden Arc Capital Management, LLC Eden Arc Capital Advisors, LLC Release No. AP-5533 File Number: 3-17387
Jan. 25, 2018	CNK Global Inc. (a/k/a American Life Holding Co. Inc.) Release No. AP-5531 File Number: 3-18082
Jan. 25, 2018	Kon, Alexander Release No. AP-5532 File Number: 3-17674
Jan. 24, 2018	Energy Edge Technologies Corp. Focus Gold Corp. New York Sub Co. Release No. AP-5522 File Number: 3-18038
Jan. 24, 2018	Smith, Jeffrey D. Carswell, Joseph Fullard, Michael W. Release No. AP-5523 File Number: 3-18271
Jan. 24, 2018	Canso Enterprises Ltd., Lion Print Corp. Release No. AP-5518 File Number: 3-17984, 3-17989
Jan. 24, 2018	Hall Tees, Inc. Hosokawa Micron International, Inc. James River Coal Company Napa Sonoma Group Inc. (f/k/a Andes 1, Inc.) Self Change Corporation Release No. AP-5524 File Number: 3-18155
Jan. 24, 2018	American-Swiss Capital, Inc. Aquilarts, Inc. Avalon Holding Group, Inc. Broadstreet Power, Inc. (f/k/a Summer Valley Acquisition Corp.) Release No. AP-5520 File Number: 3-18156
Jan. 24, 2018	China Precision Steel, Inc. Golden River Resources Corp. Release No. AP-5525 File Number: 3-18152
Jan. 24, 2018	Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-5521 File Number: 3-18292
Jan. 23, 2018	Next Galaxy Corp. Novamex Energy, Inc. Occidental Development Group, Inc. Sable Natural Resources Corporation. Release No. AP-5517 File Number: 3-18219
Jan. 23, 2018	Stitt, Andrew Release No. AP-5513 File Number: 3-17621
Jan. 23, 2018	Blacksands Petroleum, Inc. China Education Alliance, Inc. DoMark International, Inc. East Coast Diversified Corp. Release No. AP-5509 File Number: 3-18333
Jan. 23, 2018	Mackenzie Taylor Minerals, Inc. Raptor Resources Holdings, Inc. Shoshone Silver Gold Mining Co. VR Holdings, Inc. Release No. AP-5514 File Number: 3-18149
Jan. 23, 2018	Sweet, Brian, CPA Release No. AP-5510 File Number: 3-18347
Jan. 23, 2018	Chile Mining Technologies Inc. Release No. AP-5515 File Number: 3-18174
Jan. 23, 2018	Holder, Cynthia, CPA Wada, Jeffrey, CPA Middendorf, David, CPA Whittle, Thomas, CPA Britt, David, CPA Release No. AP-5511 File Number: 3-18346
Jan. 23, 2018	E-Waste Systems, Inc. Release No. AP-5516 File Number: 3-18107
Jan. 23, 2018	Bucci, William D. Release No. AP-5512 File Number: 3-17888
Jan. 23, 2018	American Nano Silicon Technologies, Inc. American Soil Technologies, Inc. Andalay Solar, Inc. Crimson Forest Entertainment Group, Inc. Release No. AP-5519 File Number: 3-18326

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