ALJ Orders
During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.
View orders arranged by date below.
Related Resources
Date Sort ascending | Respondents |
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Release No.
AP-6809
File Number:
3-20136
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Release No.
AP-6808
File Number:
3-20136
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Release No.
AP-6807
File Number:
3-17595
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Release No.
AP-6806
File Number:
3-18346
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Release No.
AP-6805
File Number:
3-20136
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|
Release No.
AP-6804
File Number:
3-17595
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Release No.
AP-6803
File Number:
3-17595
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|
Release No.
AP-6802
File Number:
3-20021, 3-20022
|
|
Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA
Release No.
AP-6801
File Number:
3-18292
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|
Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA
Release No.
AP-6799
File Number:
3-18292
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Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA
Release No.
AP-6800
File Number:
3-18292
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|
Release No.
AP-6798
File Number:
3-20021, 3-20022
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Release No.
AP-6797
File Number:
3-20021, 3-20022
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Release No.
AP-6796
File Number:
3-20022
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Release No.
AP-6795
File Number:
3-18422
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Release No.
AP-6794
File Number:
3-20021
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Release No.
AP-6793
File Number:
3-20022
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|
Release No.
AP-6792
File Number:
3-20022
|
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Release No.
AP-6791
File Number:
3-20021
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Release No.
AP-6790
File Number:
3-20021
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Release No.
AP-6788
File Number:
3-20021
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|
Release No.
AP-6789
File Number:
3-20022
|
|
Release No.
AP-6787
File Number:
3-18422
|
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Release No.
AP-6786
File Number:
3-17547
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Release No.
AP-6785
File Number:
3-15755
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Release No.
AP-6784
File Number:
3-15755
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|
Release No.
AP-6783
File Number:
3-15755
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Release No.
AP-6782
File Number:
3-15755
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Release No.
AP-6781
File Number:
3-17547
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|
Release No.
AP-6780
File Number:
3-15755
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|
Release No.
AP-6779
File Number:
3-15755
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|
Release No.
AP-6777
File Number:
3-15755
|
|
Release No.
AP-6778
File Number:
3-17546
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|
Release No.
AP-6775
File Number:
3-16293
|
|
Release No.
AP-6776
File Number:
3-15755
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|
Release No.
AP-6774
File Number:
3-15755
|
|
Release No.
AP-6773
File Number:
3-17546
|
|
Release No.
AP-6772
File Number:
3-15755
|
|
Release No.
AP-6771
File Number:
3-15755
|
|
Release No.
AP-6770
File Number:
3-16293
|
|
Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA
Release No.
AP-6769
File Number:
3-18292
|
|
Release No.
AP-6767
File Number:
3-15755
|
|
Release No.
AP-6768
File Number:
3-15755
|
|
Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA
Release No.
AP-6766
File Number:
3-18292
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|
Release No.
AP-6765
File Number:
3-15755
|
|
Release No.
AP-6764
File Number:
3-17546
|
|
Release No.
AP-6763
File Number:
3-15755
|
|
Release No.
AP-6762
File Number:
3-15755
|
|
Release No.
AP-6761
File Number:
3-17547
|
|
Release No.
AP-6760
File Number:
3-15755
|
|
Release No.
AP-6759
File Number:
3-17545, 3-17546, 3-17547, 3-17548, 3-17549
|
|
Release No.
AP-6758
File Number:
3-19697
|
|
Release No.
AP-6757
File Number:
3-17545, 3-17546, 3-17547, 3-17548, 3-17549
|
|
Release No.
AP-6756
File Number:
3-19697
|
|
Release No.
AP-6755
File Number:
3-15755
|
|
Release No.
AP-6754
File Number:
3-15755
|
|
Release No.
AP-6753
File Number:
3-19697
|
|
Release No.
AP-6752
File Number:
3-15755
|
|
Release No.
AP-6751
File Number:
3-17545, 3-17546, 3-17547, 3-17548, 3-17549
|
|
Release No.
AP-6750
File Number:
3-15755
|
|
Release No.
AP-6749
File Number:
3-15755
|
|
Release No.
AP-6747
File Number:
3-17545, 3-17546, 3-17547, 3-17548, 3-17549
|
|
Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA
Release No.
AP-6748
File Number:
3-18292
|
|
Release No.
AP-6746
File Number:
3-15755
|
|
Release No.
AP-6745
File Number:
3-15755
|
|
Release No.
AP-6744
File Number:
3-15755
|
|
Release No.
AP-6743
File Number:
3-15755
|
|
Release No.
AP-6742
File Number:
3-15755
|
|
Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA
Release No.
AP-6741
File Number:
3-18292
|
|
Release No.
AP-6740
File Number:
3-15006
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|
Release No.
AP-6739
File Number:
3-15755
|
|
Release No.
AP-6738
File Number:
3-17886
|
|
Release No.
AP-6737
File Number:
3-15755
|
|
Release No.
AP-6736
File Number:
3-15006
|
|
Release No.
AP-6735
File Number:
3-15006
|
|
Release No.
AP-6734
File Number:
3-15755
|
|
Release No.
AP-6733
File Number:
3-17184
|
|
Release No.
AP-6732
File Number:
3-15755
|
|
Release No.
AP-6731
File Number:
3-16293
|
|
Release No.
AP-6730
File Number:
3-17874, 3-17875
|
|
Release No.
AP-6729
File Number:
3-16386
|
|
Release No.
AP-6728
File Number:
3-16386
|
|
Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA
Release No.
AP-6727
File Number:
3-18292
|
|
Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA
Release No.
AP-6726
File Number:
3-18292
|
|
Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA
Release No.
AP-6725
File Number:
3-18292
|
|
Release No.
AP-6724
File Number:
3-15755
|
|
Release No.
AP-6723
File Number:
3-18017
|
|
Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA
Release No.
AP-6722
File Number:
3-18292
|
|
Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA
Release No.
AP-6721
File Number:
3-18292
|
|
Release No.
AP-6719
File Number:
3-18994
|
|
Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA
Release No.
AP-6720
File Number:
3-18292
|
|
Release No.
AP-6718
File Number:
3-15755
|
|
Release No.
AP-6717
See Also:
Exhibit 10
,
Exhibit 31
,
Hearing Transcript (redacted)
File Number:
3-19145
|
|
Release No.
AP-6716
File Number:
3-17874, 3-17875
|
|
Release No.
AP-6714
File Number:
3-16509
|
|
Release No.
AP-6715
File Number:
3-19145
|
|
Release No.
AP-6713
File Number:
3-19145
|
|
Release No.
AP-6712
File Number:
3-18017
|
|
Release No.
AP-6711
File Number:
3-16293
|
|
Release No.
AP-6710
File Number:
3-15006
|