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ALJ Initial Decisions

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Related Resources:

Date Sort ascending Respondents
Release No. 1015
File Number: 3-15350
Release No. 1014
File Number: 3-16926
Release No. 1013
File Number: 3-17209
Release No. 1012
File Number: 3-17222
Release No. 1011
File Number: 3-17185
Release No. 1008
File Number: 3-16937
Release No. 1009
File Number: 3-17160
Release No. 1010
File Number: 3-17202
Release No. 1007
File Number: 3-17191
Release No. 1006
File Number: 3-16893
Release No. 1005
File Number: 3-16755
Release No. 1004
File Number: 3-16795
Release No. 1003
File Number: 3-17175
Release No. 1001
File Number: 3-17043
Release No. 1002
File Number: 3-17144
Release No. 999
File Number: 3-17123
Release No. 1000
File Number: 3-16876
Release No. 998
File Number: 3-17151
Release No. 997
File Number: 3-17110
Release No. 995
File Number: 3-17149
Release No. 996
File Number: 3-16712
Release No. 992
File Number: 3-17135
Release No. 993
File Number: 3-16943
Release No. 994
File Number: 3-16914
Release No. 991
File Number: 3-17136
Release No. 989
File Number: 3-17116
Release No. 990
File Number: 3-16824
Release No. 988
File Number: 3-17122
Release No. 987
File Number: 3-16590
Release No. 986
File Number: 3-16647
Release No. 982
File Number: 3-17113
Release No. 983
File Number: 3-17026
Release No. 984
File Number: 3-17114
Release No. 985
File Number: 3-15215
Release No. 981
File Number: 3-17081
Release No. 980
File Number: 3-16552
Release No. 979
File Number: 3-16803
Release No. 978
File Number: 3-17103
Release No. 977
File Number: 3-17082
Release No. 976
File Number: 3-15873
Release No. 975
File Number: 3-17064
Release No. 974
File Number: 3-17102
Release No. 973
File Number: 3-15967
Release No. 969
File Number: 3-17074
Release No. 968
File Number: 3-17073
Release No. 970
File Number: 3-17061
Release No. 971
File Number: 3-16917
Release No. 972
File Number: 3-17065
Release No. 967
File Number: 3-16734
Release No. 966
File Number: 3-17011
Release No. 965
File Number: 3-17063
Release No. 963
File Number: 3-17042
Release No. 964
File Number: 3-17038
Release No. 962
File Number: 3-15815
Release No. 961
File Number: 3-17030
Release No. 959
File Number: 3-16668
Release No. 960
File Number: 3-17044
Release No. 957
File Number: 3-17039
Release No. 958
File Number: 3-16498
Release No. 955
File Number: 3-17010
Release No. 956
File Number: 3-16991
Release No. 954
File Number: 3-17025
Release No. 953
File Number: 3-16318
Release No. 952
File Number: 3-17015
Release No. 949
File Number: 3-17014
Release No. 950
File Number: 3-17032
Release No. 951
File Number: 3-16136
Release No. 948
File Number: 3-17028
Release No. 947
File Number: 3-16980
Release No. 946
File Number: 3-17019
Release No. 945
File Number: 3-16525
Release No. 944
File Number: 3-16990
Release No. 942
File Number: 3-17007
Release No. 943
File Number: 3-17006
Release No. 940
File Number: 3-16979
Release No. 941
File Number: 3-16311
Release No. 939
File Number: 3-16399
Release No. 938
File Number: 3-16962
Release No. 935
File Number: 3-16354
Release No. 936
File Number: 3-16354
Release No. 937
File Number: 3-16354
Release No. 934
File Number: 3-16947
Release No. 933
File Number: 3-16965
Release No. 932
File Number: 3-16954
Release No. 931
File Number: 3-16953
Release No. 929
File Number: 3-16202
Release No. 930
File Number: 3-16386
Release No. 928
File Number: 3-16940
Release No. 927
File Number: 3-16935
Release No. 925
File Number: 3-16921
Release No. 926
File Number: 3-16745
Release No. 923
File Number: 3-16928
Release No. 924
File Number: 3-16920
Release No. 922
File Number: 3-16942
Release No. 921
File Number: 3-16411
Release No. 920
File Number: 3-16706
Release No. 919
File Number: 3-16353
Release No. 918
File Number: 3-16906
Release No. 917
File Number: 3-16907
Release No. 916
File Number: 3-16885