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ALJ Initial Decisions

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Related Resources:

Date Sort ascending Respondents
Release No. 1115
File Number: 3-17821
Release No. 1114
File Number: 3-17228
Release No. 1113
File Number: 3-17698
Release No. 1112
File Number: 3-17822
Release No. 1111
File Number: 3-17820
Release No. 1110
File Number: 3-16227, 3-16229
Release No. 1109
File Number: 3-17743
Release No. 1108
File Number: 3-17664
Release No. 1107
File Number: 3-17744
Release No. 1106
File Number: 3-17184
Release No. 1105
File Number: 3-17715
Release No. 1103
File Number: 3-17721
Release No. 1104
File Number: 3-17711
Release No. 1102
File Number: 3-17698
Release No. 1101
File Number: 3-17700
Release No. 1100
File Number: 3-17692
Release No. 1097
File Number: 3-17690
Release No. 1098
File Number: 3-17649
Release No. 1096
File Number: 3-17574
Release No. 1099
File Number: 3-17683
Release No. 1095
File Number: 3-17679
Release No. 1093
File Number: 3-17641
Release No. 1094
File Number: 3-17680
Release No. 1092
File Number: 3-15936
Release No. 1090
File Number: 3-15764
Release No. 1091
File Number: 3-17659
Release No. 1089
File Number: 3-17104
Release No. 1087
File Number: 3-17577
Release No. 1088
File Number: 3-17395
Release No. 1084
File Number: 3-17408
Release No. 1085
File Number: 3-17648
Release No. 1086
File Number: 3-17642
Release No. 1083
File Number: 3-17591
Release No. 1082
File Number: 3-17589
Release No. 1081
File Number: 3-17563
Release No. 1078
File Number: 3-17590
Release No. 1079
File Number: 3-17265
Release No. 1080
File Number: 3-17565
Release No. 1077
File Number: 3-17570
Release No. 1076
File Number: 3-17513
Release No. 1075
File Number: 3-17218
Release No. 1074
File Number: 3-17564
Release No. 1073
File Number: 3-17123
Release No. 1072
File Number: 3-17210
Release No. 1071
File Number: 3-17518
Release No. 1070
File Number: 3-17519
Release No. 1069
File Number: 3-17543
Release No. 1066
File Number: 3-17363
Release No. 1067
File Number: 3-17374
Release No. 1068
File Number: 3-17383
Release No. 1065
File Number: 3-17293
Release No. 1064
File Number: 3-17514
Release No. 1063
File Number: 3-17381
Release No. 1062
File Number: 3-17375
Release No. 1060
File Number: 3-17350
Release No. 1061
File Number: 3-17252
Release No. 1058
File Number: 3-17346
Release No. 1059
File Number: 3-17353
Release No. 1057
File Number: 3-17376
Release No. 1056
File Number: 3-17366
Release No. 1055
File Number: 3-17336
Release No. 1054
File Number: 3-16949
Release No. 1053
File Number: 3-16463
Release No. 1049
File Number: 3-17310
Release No. 1050
File Number: 3-17351
Release No. 1051
File Number: 3-16509
Release No. 1052
File Number: 3-17115
Release No. 1048
File Number: 3-17307
Release No. 1047
File Number: 3-17049
Release No. 1046
File Number: 3-17311
Release No. 1045
File Number: 3-17327
Release No. 1044
File Number: 3-17035
Release No. 1043
File Number: 3-17032
Release No. 1042
File Number: 3-17020
Release No. 1040
File Number: 3-17293
Release No. 1041
File Number: 3-17309
Release No. 1039
File Number: 3-17292
Release No. 1037
File Number: 3-17302
Release No. 1038
File Number: 3-17282
Release No. 1036
File Number: 3-17004
Release No. 1034
File Number: 3-17256
Release No. 1033
File Number: 3-16801
Release No. 1035
File Number: 3-17255
Release No. 1032
File Number: 3-17003
Release No. 1031
File Number: 3-17266
Release No. 1030
File Number: 3-16594
Release No. 1029
File Number: 3-17258
Release No. 1028
File Number: 3-17259
Release No. 1027
File Number: 3-17248
Release No. 1026
File Number: 3-17242
Release No. 1025
File Number: 3-17037
Release No. 1023
File Number: 3-17241
Release No. 1024
File Number: 3-17247
Release No. 1021
File Number: 3-16989
Release No. 1022
File Number: 3-17013
Release No. 1020
File Number: 3-16972
Release No. 1018
File Number: 3-16946
Release No. 1019
File Number: 3-17237
Release No. 1017
File Number: 3-17223
Release No. 1016
File Number: 3-17236