Unregistered Soliciting Entities

Public Alert: IPO Securities Litigation

July 26, 2019

The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, government agencies, or international organizations.

IPO Securities Litigation

Last Reviewed or Updated: June 28, 2024