Impersonators of Genuine Firms

Public Alert: Maxwell Financial Services

July 25, 2019

The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, government agencies, or international organizations.

Maxwell Financial Services

100 Broadway, Suite 405-406
New York, NY 10005
Phone: 1-646-213-2842 Ext: 2042
Fax: 1-646-390-3213
www.maxwellfs.com

  1. The above listed Maxwell Financial Services is impersonating a current genuine entity a similar name, Maxwell Financial Services, Inc. (CRD: 168944).
  2. The genuine Maxwell Financial Services, Inc. has the following mailing address: 4027 Rosser Square, Dallas, TX 75244. Phone 972-991-7887, website www.maxwellfinancial.com. FINRA's BrokerCheck database, http://brokercheck.finra.org/, contains registration information for the genuine entity.
  3. The impersonator has NO connection with, and is not to be confused with, the genuine Maxwell Financial Services, Inc.

Last Reviewed or Updated: June 28, 2024